Russia, U.S., NATO Security Proposals

 
March 2022

Prior to Russian President Vladimir Putin's announcement in February 2022 that Russia would recognize the two Russian-controlled Donbas regions of Donetsk and Luhansk in Ukraine as independent and his decision to order his military forces into Ukraine, Russia and the United States/NATO exchanged written security and arms control proposals. Russia initiated the exchange in December 2021 with proposals related to arms control, risk reduction, and transparency. The United States and NATO put forward their respective counterproposals in January 2022. The following is a side-by-side summary of the various proposals.

Russian Proposals on Security Guarantees to the United States and NATO, Dec. 15, 2021 U.S. and NATO Responses to Russia, Jan. 26, 2022
Arms Control, Risk Reduction, and Transparency

Parties shall not deploy ground-launched, intermediate- and short-range missiles either outside their national territories or inside their national territories from which the missiles can strike the national territory of the other party.

The United States is prepared to begin discussions on arms control for ground-based intermediate- and short-range missiles and their launchers. NATO calls for Russia to engage with the United States on these discussions.

The United States is prepared to discuss transparency measures to confirm the absence of Tomahawk cruise missiles at Aegis Ashore sites in Romania and Poland, so long as Russia provides reciprocal transparency measures on two ground-launched missile bases of U.S. choosing in Russia.

No similar articles.

The United States proposes to begin discussions immediately on follow-on measures to New START, including on how future arms control would cover all U.S. and Russian nuclear weapons (strategic and non-strategic, deployed and non-deployed) and new kinds of nuclear-armed intercontinental-range delivery vehicles. NATO calls for Russia to engage with the United States on these discussions.

NATO calls for all states to recommit to their international arms control, disarmament, and nonproliferation obligations and commitments, such as toward the Chemical Weapons Convention and Biological Weapons Convention. NATO calls for Russia to resume implementation of the Conventional Armed Forces in Europe Treaty.

NATO is ready to consult on ways to reduce threats to space systems and to promote a free and peaceful cyberspace.

Sources: Article 6, Russia Proposal to U.S.; Article 5, Russia Proposal to NATO; Pages 3 and 4, U.S. Response to Russia; Article 9, NATO Response to Russia
Nuclear and Conventional Forces Posture

Parties shall not deploy nuclear weapons outside their national territories and shall destroy all existing infrastructure for deployment of nuclear weapons outside of their national territories.

Parties shall not train military and civilian personnel from non-nuclear countries to use nuclear weapons or conduct exercises that include scenarios involving the use of nuclear weapons.

The United States and NATO are prepared to discuss areas of disagreement between NATO and Russia on U.S. and NATO force posture, including possibly the deployment of U.S. nuclear weapons in Europe, and discuss conventional forces concerns, including enhanced transparency and risk reduction through the Vienna Document.

NATO is prepared to discuss holding reciprocal briefings on Russia's and NATO's nuclear policies.

Sources: Article 7, Russia Proposal to U.S.; Article 4, Russia Proposal to NATO; Page 3, U.S. Response to Russia; Article 9, NATO Response to Russia
NATO-Russia Relations

Parties reaffirm that they do not consider each other as adversaries.

Parties shall not undertake actions, participate in activities, or implement security measures that undermine the security interests of the other party. Parties shall not use the territories of other states to execute an armed attack against the other party.

Parties shall settle all international disputes by peaceful rather than forceful means. Parties shall use fora such as the NATO-Russia Council to address issues or settle problems. Parties shall establish telephone hotlines.

NATO poses no threat to Russia.

NATO believes that tensions and disagreements must be resolved through dialogue and diplomacy, rather than through the threat or use of force. NATO calls for Russia's immediate de-escalation around Ukraine. 

NATO supports re-establishing NATO and Russian mutual presence in Moscow and Brussels and establishing a civilian telephone hotline.

Sources: Articles 1 and 3, Russia Proposal to U.S.; Articles 1, 2, and 3, Russia Proposal to NATO; Articles 1, 2, and 7, NATO Response to Russia
NATO Expansion

All NATO member states shall commit to prohibit any further NATO expansion, to include denying the accession of Ukraine. The United States shall not establish military bases in or develop bilateral military cooperation with former USSR states who are not part of NATO. 

The United States and NATO are committed to supporting NATO's open door policy. The United States is willing to discuss reciprocal transparency measures and commitments by both the United States and Russia to not deploy offensive ground-launched missile systems and permanent combat forces in Ukraine.

Sources: Article 4, Russia Proposal to U.S.; Article 6, Russia Proposal to NATO; Pages 1 and 2, U.S. Response to Russia; Article 8, NATO Response to Russia
Military Maneuvers and Exercises 

Parties shall regularly inform each other about military exercises and main provisions of their military doctrines.

Parties shall not deploy armed forces in areas where the deployment could be perceived by the other party as a threat to its national security (except when the deployment is within the national territories of the parties).

Parties shall not fly heavy bombers (whether nuclear or non-nuclear) or deploy surface warships in areas outside national airspace and national territorial waters where they can strike targets in the territory of the other party. 

Parties shall maintain dialogue to prevent dangerous military activities at sea.

NATO calls for Russia to withdraw its forces from Ukraine, Georgia, and Moldova.

The United States is prepared to discuss confidence building measures regarding ground-based military exercises in Europe (to include modernization of the Vienna Document) and to explore an enhanced exercise notification regime and nuclear risk reduction measures (including strategic nuclear bomber platforms).

The United States and NATO are prepared to explore measures to prevent incidents at sea and in the air (to include discussing enhancements in the Incidents at Sea Agreement and the Vienna Document).

Sources: Article 5, Russia Proposal to U.S.; Articles 2, 3, and 7, Russia Proposal to NATO; Pages 2 and 3, U.S. Response to Russia; Articles 8 and 9, NATO Response to Russia
Reaffirmation of UN Charter

Parties shall ensure that all international organizations or military alliances in which at least one party participates adhere to the principles contained in the United Nations Charter. 

NATO remains committed to the fundamental principles and agreements underpinning European security, including the United Nations Charter.

Sources: Article 2, Russia Proposal to U.S.; Article 8, Russia Proposal to NATO; Article 3, NATO Response to Russia