CCW Review Conference Fails to Reach Consensus on Weak Cluster Munitions Protocol

By Daryl G. Kimball

Today in Geneva, delegations from over 100 nations ended a two week-long Review Conference on the Convention on Certain Conventional Weapons (CCW) without reaching agreement on a controversial proposal backed by the United States that would have legitimized the continued use of cluster munitions and undermined the existing 2008 Convention on Cluster Cluster Munitions (CCM).

Whither the Conventional Forces in Europe Treaty?

By Daryl G. Kimball

Today, the Obama administration announced it "would cease carrying out certain obligations under the Conventional Armed Forces in Europe (CFE) Treaty with regard to Russia."

The announcement is a symptom of the long-running disputes that have emerged over CFE implementation over the years and the inability of key parties to reach common ground, despite the Obama administration's recent diplomatic overtures on the issue.

The nuclear security summit process could end in 2014, a top adviser to President Barack Obama indicated last month.

Kelsey Davenport

The nuclear security summit process could end in 2014, a top adviser to President Barack Obama indicated last month.

In remarks at an Oct. 7 press briefing at the United Nations, Gary Samore noted that the first nuclear security summit, held in Washington in April 2010, endorsed the plan “to secure all vulnerable nuclear material around the world within four years,” which Obama had announced a year earlier in a speech in Prague. “We do not intend to create a permanent institution with the nuclear security summit,” said Samore, the White House coordinator for arms control and weapons of mass destruction (WMD) terrorism.

He said he expected 2014 to be the “end point” of the four-year period.
“[A]t that point, it makes most sense for the nuclear security challenge to be transmitted to the broader international community and to the institutions that encompass all of the countries in the world,” he said, citing the United Nations and the International Atomic Energy Agency (IAEA). Samore added that although 2014 seemed the “logical” end point, it would be up to the leaders to decide if that was the “appropriate moment” to end the summit process.

Samore is the U.S. sherpa, or lead government negotiator, for next year’s summit, which is to be held March 26-27 in Seoul. In an Oct. 25 e-mail to Arms Control Today, he said that “it made sense to have at least one more summit” after the one in 2012 and, in particular, to have one in 2014 to mark the end of the four-year period.

Speaking at the Oct. 7 press conference, Hahn Choong-hee, the Korean sous-sherpa, or deputy government negotiator, also said the nuclear security process will be transferred to “existing international organizations and initiatives,” but said it was “too early and too premature to say that we are going to finish at a particular time.” He called for a third summit in 2014 to check the progress on the four-year goal of securing all nuclear materials.

Samore said at the briefing that he hoped the summits “will have provided a stimulus for countries to take actions to deal with the global challenge of nuclear security.” Although only 47 countries are participating in the nuclear security summit process, Samore said limiting the number of participants was a practical matter and that “we made sure to make clear that nuclear security is a global challenge that involves all countries.”

Samore expressed confidence in the ability of the UN and the IAEA to continue nuclear security work after the summit process ends, citing their involvement in the Washington and Seoul summits.

The UN, the IAEA, and the European Union participated in the 2010 summit and have attended the preparatory meetings for the 2012 summit. Interpol was added to the list of international organizations invited to 2012 summit. At the Oct. 7 briefing, UN High Representative for Disarmament Sergio de Queiroz Duarte said that strengthening nuclear security remained high on the UN’s international security agenda.

At the Washington summit, 29 countries made more than 50 specific commitments to strengthen nuclear security and help meet the four-year goal. The commitments were based on the consensus communiqué and work plan of the summit, which laid out principles of nuclear security and provided details on how those principles would be implemented.

Laura Holgate, senior director for WMD terrorism and threat reduction at the U.S. National Security Council, said at the press briefing that the countries have made “significant progress” toward fulfilling the principles of the work plan. As the 2012 summit draws closer, Holgate said she expected to see further progress toward meeting the commitments made in Washington and “new pledges of action” to prevent nuclear terrorism and illicit trafficking.

Although the commitments were voluntary and nonbinding, Obama said in an April 14, 2010, statement that the participating countries agreed at the Washington summit that it is a “fundamental responsibility” to secure nuclear materials and facilities effectively.

The UN press briefing took place two days after the conclusion of a preparatory meeting for the 2012 Seoul summit. Sherpas from the 47 countries met in Helsinki Oct. 4-5 to continue working on the Seoul Communiqué, a document drafted by South Korea that will guide the 2012 summit.

In his statement at the briefing, South Korean Ambassador to the UN Kim Sook provided some details on the communiqué, which is in the drafting stage. He said the sherpas at the Helsinki meeting adopted five guiding principles for the communiqué.

One principle cited by Kim is that nuclear security will remain the focus of the Seoul summit. Hahn said that although in the synergy between nuclear safety and security would be discussed in Seoul, safety would remain a secondary issue. The damage to Japan’s Fukushima Daiichi nuclear power plant from an earthquake and tsunami last March sparked a debate among leaders over how much emphasis the summit should place on nuclear safety.

The other four principles that Kim listed were that the summit will build on the work of the 2010 summit, national commitments will remain voluntary, no new regime for nuclear security will be created, and the communiqué will “respect” Obama’s vision for securing all nuclear materials in four years.

Hahn said the agenda from the 2010 summit would be broadened to include security of sensitive information and radioactive sources. Although North Korea’s possession of nuclear weapons will not be an explicit agenda item, the summit will provide an opportunity to emphasize the need for peace and security on the Korean peninsula, Hahn said.

The sherpas are scheduled to meet again in New Delhi next February to continue discussing the contents of the communiqué and the summit agenda.

Although the value of its arms sales agreements dipped slightly in 2010, the United States registered a marked increase in its share of the global arms trade as spending on imported conventional weapons systems dropped sharply worldwide, according to a recently released Congressional Research Service report.

Xiaodon Liang

Although the value of its arms sales agreements dipped slightly in 2010, the United States registered a marked increase in its share of the global arms trade as spending on imported conventional weapons systems dropped sharply worldwide, according to a recently released Congressional Research Service report.

Richard Grimmett, the author of “Conventional Arms Transfers to Developing Nations, 2003-2010,” found that the United States concluded arms sales agreements worth $21.3 billion in calendar year 2010, compared to $22.6 billion in 2009. The total value of world conventional weapons sales agreements dropped from $65.2 billion to $40.4 billion over the same period. As a result, the U.S. share rose from 34.7 percent to 52.7 percent.

The report, the latest in a series of annual analyses published since 1982, is based on unclassified U.S. government sources. It cites the “tenuous state of the global economy” as the leading cause of the significant fall in the total value of arms sales. Grimmett says that competition among major arms suppliers has become “increasingly intense” as each expands beyond traditional customers. Domestic economic concerns now motivate arms-supplier policy “as much, if not more” than foreign policy considerations, the report says.

The majority share of the market commanded by the United States is significantly higher than the country’s 38.6 percent average share over the eight-year period covered by the report. High-value agreements concluded last year by the United States include the sale to Israel of 19 F-35 Joint Strike Fighter aircraft for $2.8 billion and the sale of 60 UH-60M Black Hawk helicopters to Taiwan for $2.4 billion.

As in previous years, Grimmett emphasizes that follow-on parts and ammunition sales, upgrades, and support services constitute a large part of the total U.S. export figure. In 2010, Saudi Arabia signed contracts for support and spare parts for Abrams M1A2 and M1AS tanks worth $384 million and contracts for F-15 combat aircraft worth $230 million. Pakistan paid $220 million for midlife upgrades for its F-16 aircraft, while India purchased CBU-105 Sensor Fuzed Weapons, a type of cluster munition, for $384 million.

Russia retained a 19.3 percent share of the market, down slightly from 19.6 percent in the previous year despite a sharp drop in the value of its concluded agreements from $12.8 billion to $7.8 billion. The average value of annual Russian sales agreements over the past eight years was $10.1 billion.

The largest agreements concluded by Russia in 2010 were for the sale to India of 29 MiG-29K combat aircraft worth $1.5 billion and the sales to Algeria of 16 Su-30MKI fighters and to Uganda of five Su-30MK2 fighters, worth at least a collective $1.2 billion.

Although Russia and the United States were able to maintain their positions as leading arms suppliers, major European exporters suffered. The combined value of all arms export agreements signed by France, Germany, Italy, and the United Kingdom fell from $17.1 billion in 2009 to $4.6 billion in 2010. In terms of market share, those four states’ deals constituted only 11.4 percent of global export agreements, well below their eight-year average of 23.7 percent.

According to Grimmett, each of the main European exporters has experienced occasional years of strong sales, usually as the result of large contracts with a single arms buyer or a small number of major purchasers in one year. However, actual deliveries by the four states have continuously declined since 2003, when the value of weapons systems delivered to all clients was $14.8 billion in 2010 dollars. The report says continued foreign arms sales are important for these four states because they are a means to support domestic weapons development programs.

Key Markets in Developing World

Arms sales to the developing world in 2010 dropped approximately 38 percent from 2009 figures, matching the trend in total sales. The value of acquisitions by the developing world fell to $30.7 billion from $49.8 billion in 2009. As a fraction of sales worldwide, developing countries continued to make combined purchases worth slightly more than three-fourths of the total. Previous years saw a gradual climb in that proportion from 55.7 percent in 2003 to 78.8 percent in 2008.

The U.S. share of the developing world market in 2010 rose to 49 percent, approaching the high of 54 percent reported for 2008. The 2008 share was initially estimated by Grimmett to be closer to 70 percent (see ACT, November 2009), but subsequent revisions have lowered that figure.

The developing world is defined by the report as including all countries except Australia, Canada, Japan, New Zealand, Russia, the United States, and European countries.

Asia has consistently proved an important destination for arms exports. During the 2007-2010 period, that continent accounted for 33.2 percent of the worldwide conventional weapons market, according to the report.

In 2010, Taiwan signed agreements worth around $2.7 billion. A U.S. decision to approve the sale of helicopters, mine-clearing vessels, and Patriot missiles to Taiwan incurred diplomatic retaliation from China in January 2010. (See ACT, March 2010.)

India signed agreements to purchase approximately $5.8 billion in imported weapons systems, thus becoming the largest arms purchaser of 2010. The United Kingdom secured an agreement in August 2010 to sell India 57 Hawk jet trainers for $1 billion. Italy sold India 12 AW101 transport helicopters for approximately $765 million, according to a March 2010 press release issued by the manufacturer of the helicopters, AgustaWestland.

In the eight years covered by the report, India purchased around $38.5 billion in weapons systems. It has concluded several major acquisitions in 2011, including a purchase of U.S. C-17 cargo aircraft and upgrades for its aging fleet of 51 French Mirage 2000 fighter jets.

Russia remains India’s “principal” arms supplier, according to Grimmett.

The Near East, which is defined by Grimmett to include the Middle Eastern and North African Arab states as well as Iran, accounted for more than half of the value of global arms sales to developing countries from 2007 to 2010. During that period, combined U.S. and major European exporters’ arms sales constituted a dominant 82 percent of purchases in the region. Saudi Arabia led purchasers in the Near East with $2.2 billion in new acquisitions, while Egypt, Israel, Algeria, Syria, and Jordan all ranked among the world’s top 10 recipients. Saudi Arabia is likely to conclude further agreements with the United States following approval in November 2010 by Washington of a further $60 billion in possible transfers. (See ACT, December 2010.)

Deliveries Close Gap

In line with general contraction in the arms market, the total value of worldwide weapons deliveries declined in 2010 to $35.0 billion. This figure represents only a 7.9 percent drop from the 2009 figure of $38.0 billion, compared to the 38 percent fall in the value of arms agreements. Nevertheless, the 2010 sum is the lowest figure for arms deliveries since 2005. Deliveries to developing countries increased from $19.5 billion in 2009 to $21.9 billion in 2010.

The gap between total agreements and deliveries closed significantly to $5.4 billion, the lowest figure since 2003. Gaps between agreements and deliveries arise due to the time needed to implement a contract and the possibility of cancellations or delays. As the arms transfers arranged during the recent years of high sales volume are implemented, deliveries have remained strong while the effects of the economic downturn have discouraged further sales, leading to the narrower gap. The eight-year average gap from 2003 to 2010 between arms agreements and deliveries was $17.3 billion.

The organizers of a planned 2012 conference on creating a zone free of weapons of mass destruction (WMD) in the Middle East have chosen a Finnish diplomat as the coordinator and Finland as the host country, UN Secretary-General Ban Ki-moon said in an Oct. 14 press statement.

Daniel Horner

The organizers of a planned 2012 conference on creating a zone free of weapons of mass destruction (WMD) in the Middle East have chosen a Finnish diplomat as the coordinator and Finland as the host country, UN Secretary-General Ban Ki-moon said in an Oct. 14 press statement.

The long-awaited announcement, which named Jaakko Laajava, Finland’s undersecretary of state for foreign and security policy, as the coordinator, is the first major decision on the conference since the parties to the nuclear Nonproliferation Treaty (NPT) agreed during their 2010 review conference to hold the meeting. (See ACT, June 2010.)

Under the terms of the review conference’s final document, the conveners of the 2012 meeting are the secretary-general and the three countries that had co-sponsored a 1995 resolution calling for a Middle Eastern WMD-free zone—Russia, the United Kingdom, and the United States. Ban’s Oct. 14 announcement was a joint statement by him and those three countries.

In statements at the United Nations that day, the announcement was welcomed by several countries, including Qatar on behalf of the Arab Group. According to the 2010 NPT Review Conference final document, the decisions on the host country and coordinator are to be made “in consultation with the States of the region.”

In an Oct. 24 interview, a U.S. official called the decision “a big landmark on the road to 2012” and said it showed that the countries involved could work together to reach agreement. Egyptian Ambassador to the United Nations Maged Abdelaziz, in an Oct. 27 interview, also welcomed the decision.

In July, Canada, Finland, and the Netherlands were announced as candidates to host the conference. Interviews in August with diplomats involved in preparing for the meeting strongly indicated that Finland was the front-runner. (See ACT, September 2011.) However, the final decision apparently was more complicated.

Package Deal

The three co-sponsors pushed for the two elements to be linked, that is, for the coordinator to be from the host country. In the interview, the U.S. official said it was important to have this arrangement because the coordinator will have to work very closely with officials from the host country. Having a coordinator from a different country could lead to inefficient “separate tracks,” he said.

The Arab Group had insisted, as one of its conditions, that the coordinator be someone of at least the ministerial level. The group ultimately accepted Laajava after “thorough consultations” with Ban and the three co-sponsors, Abdelaziz said. One factor influencing the countries in the group was that they did not want to delay the process, which needs to be “rapidly moving,” he said.

The U.S. official also said that, after multiple meetings on the issue, the participants were determined to reach agreement on the coordinator and host because they “didn’t want to lose all the momentum [they] had gained.” On the question of Laajava’s diplomatic stature, he said that “though not everyone knows who he is, he can get the job done” and is a better choice than someone who would make “a splashy headline but wouldn’t be able to deliver.” Abdelaziz also said Laajava was a “good candidate” with “the right qualifications.”

Even with a key issue now settled, Abdelaziz and the U.S. official were cautious about predicting when the conference would take place. Abdelaziz said the timing is “an open question” because of the amount of preparation still required. At such conferences, the participants typically work out 75 to 80 percent of the final document beforehand, he said. It would be a mistake to hold the conference too early and risk having “fighting at the conference,” he said.

The U.S. official also emphasized the importance of having the conference “done right.” He suggested that a reasonable guess would be that it would be held in the second half of 2012.

Upcoming Forum

A potential indicator of the prospects for the conference, the U.S. official said, is an International Atomic Energy Agency forum, scheduled for Nov. 21-22, to discuss the experiences of existing nuclear-weapon-free zones and how they “could be relevant to the Middle East,” as the agency’s Sept. 2 announcement put it.

Emphasizing that the forum had no “direct link” to the 2012 meeting, the U.S. official said it was an opportunity to discuss many of the issues that will figure prominently there without “infus[ing] the forum with all the politics” of next year’s event. The forum has the potential to show that the countries involved in the issue can have “a constructive dialogue” or, alternatively, that they have “a long way to go,” he said.

Abdelaziz said another important element for the 2012 event is increased involvement by nongovernmental organizations. He noted that the section of the 2010 NPT Review Conference final document dealing with the Middle East meeting encourages involvement by these groups.