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– John D. and Catherine T. MacArthur Foundation
January 19, 2011
Disarmament

U.S. to Host Disarmament Working Group


July/August 2019
By Daryl G. Kimball

Diplomats from nearly three dozen nations, including China and Russia, will gather in Washington on July 2–3 for the first plenary gathering of a new working group to discuss a U.S. initiative, “Creating an Environment for Nuclear Disarmament” (CEND). The group will meet less than one year before the 2020 nuclear Nonproliferation Treaty (NPT) Review Conference, where the United States and other nuclear-weapon states are expected to hear criticism about the pace of nuclear disarmament.

Assistant Secretary of State Christopher Ford (left), shown here at his 2018 swearing-in ceremony with Secretary of State Mike Pompeo, has led the U.S. initiative “Creating an Environment for Nuclear Disarmament.” (Photo: Michael Gross/State Department)“The goal of the kick-off plenary is to identify a list of issues or questions relating to the international security environment affecting disarmament prospects and establish subgroups to examine and address some of these factors,” said a U.S. diplomatic note sent to government attendees ahead of the meeting.

U.S. officials floated the concept for the first time in a working paper circulated at the 2018 NPT Preparatory Committee meeting. It was originally billed as an effort to engage in a dialogue on the “discrete tasks” necessary “to create the conditions conducive to further nuclear disarmament.”

Since then, the concept has been refined somewhat and discussed at various forums. Christopher Ford, U.S. assistant secretary of state for international security and nonproliferation, promoted the idea at a conference outside London in December 2018, and the Netherlands hosted an academic colloquium on the idea April 15.

“The CEND initiative is intended to examine and address challenges to the global security environment,” said Robert Wood, U.S. ambassador to the Conference on Disarmament, in a May 2 statement at the 2019 NPT Preparatory Committee meeting, adding that the United States seeks to engage “politically and geographically diverse participants” in the dialogue.

The new approach, Wood added, was needed because the “traditional, numerically focused ‘step-by-step’ approach to arms control has gone as far as it can under today’s conditions.”

The United States plans to spend nearly $500 billion to maintain and replace its nuclear arsenal over the next decade—a level of spending that is unnecessary, unsustainable, and unsafe. Learn more.

A U.S. working paper circulated in May suggested the discussion should focus on three areas: “measures to modify the security environment to reduce incentives for states to retain, acquire, or increase their holdings of nuclear weapons; institutions and processes…states can put in place to bolster nonproliferation efforts and build confidence in nuclear disarmament; and interim measures to reduce the likelihood of war among nuclear-armed states.”

The CEND initiative has generated varied responses. Close U.S. allies, including Japan and the United Kingdom, have expressed support for the dialogue. Several non-nuclear-weapon states have voiced skepticism, and privately, many have also expressed concern that the initiative is part of an effort to try to walk back earlier nuclear-weapon state commitments on disarmament.

Ireland, for example, said in a May 2 statement delivered at the NPT preparatory committee meeting that,

despite the grave existential threat posed by nuclear weapons, some states have argued that the present environment is not conducive to disarmament, and that pursuing the elimination of nuclear weapons is not realistic at this time. Ireland fully aligns with the [UN] Secretary-General’s view that disarmament is more essential in a deteriorated security environment. We equally believe that it is unrealistic to wait for, or expect, a perfect security environment to emerge; no such utopia exists, and if such conditions were necessary for progress, we would never be able to agree or achieve anything, including the treaty currently under consideration.

Several states which have accepted the invitation to participate in the July 2–3 working group meeting are expected to raise questions about how the uncertain status of U.S. support for existing nuclear arms control treaties, as well as the U.S. withdrawal from key multilateral undertakings, such as the 2015 Iran nuclear deal, may affect the environment for nuclear disarmament.

All five NPT nuclear-weapon states have agreed to attend the July 2–3 meeting, according to diplomatic sources who spoke with Arms Control Today. How Russia may try to shape the CEND dialogue is not yet clear, but Russian Foreign Ministry officials have been pressing the State Department and the White House to engage with them on a range of nuclear arms control and disarmament issues, including a structured dialogue on strategic stability and talks to facilitate an extension of the 2010 New Strategic Arms Reduction Treaty, which is due to expire in 2021.

Whether or when a second working group meeting will be scheduled is not clear, but U.S. officials said they “expect the activities of the [working group] to continue through this NPT review cycle and beyond, contributing to deliberations at the 2020 review conference.”

The United States moves forward with its “Creating an Environment for Nuclear Disarmament” initiative.

Pentagon Warns of Chinese Nuclear Strength


July/August 2019
By Alicia Sanders-Zakre and Kelsey Davenport

China may have tested its new submarine-launched ballistic missile (SLBM) in June, but Beijing has not confirmed the launch. Chinese media first reported that a JL-3 missile was tested in the Yellow Sea’s Bohai Bay on June 2. The JL-3 is an SLBM with an estimated range of more than 9,000 kilometers that is designed for China’s next-generation submarine, which is not under construction. The first test of the JL-3 took place in Bohai Bay in November 2018.

A Chinese Jin-class nuclear submarine participates in a naval parade on April 23. (Photo: Mark Schiefelbein/AFP/Getty Images)The People’s Liberation Army tweeted a photo of the June 2 test, but did not name the missile. The South China Morning Post quoted two military sources saying that the missile test was designed to check an improved guidance system on a deployed land-based ballistic missile and that Bohai Bay was closed for an unrelated military exercise.

When deployed, the JL-3 will extend the range of China’s sea-based nuclear weapons. Beijing currently uses the JL-2, which has a range of about 8,000 kilometers.

According to an annual U.S. Defense Department report released in May, China has invested significantly in its sea-based nuclear forces in recent years.

China completed construction of two more JIN-class ballistic missile submarines, up from four last year, the report says, noting that four of the six submarines are operational.

A fleet of survivable nuclear submarines could reduce China’s incentive to expand its nuclear arsenal, but it also could lead China to increase the alert level of its nuclear forces, Tong Zhao, a fellow at the Carnegie Endowment for International Peace, wrote in an October 2018 report.

This year’s Pentagon report also finds that China has deployed more intermediate-range ballistic missiles
while developing new capabilities, such as air-launched ballistic missiles.

Titled “Annual Report to Congress on Military and Security Developments Involving the People’s Republic of China,” the Pentagon’s analysis found that China possesses 80 to 160 intermediate-range ballistic missiles, a jump from the 2018 estimate of 16 to 30 missiles, including nuclear-capable DF-26 missiles with a 4,000-kilometer range that were first fielded in 2016.

China’s DF-41 intercontinental ballistic missile (ICBM) remains under development, according to the report, which reaffirmed its 2018 assessment that China is exploring road-mobile, rail-mobile and silo-based launch options for the missile. It is expected to carry multiple warheads.

The 2019 report indicates that China has now fielded the DF-31AG, an improved variant of the DF-31A ICBM.

The report asserts with more certainty that China’s H-6K bomber could have a nuclear mission, claiming that “since at least 2016, Chinese media have been referring to the H-6K as a dual nuclear-conventional bomber.”

As it did last year, the report finds that China is still developing two new air-launched ballistic missiles, one of which may include a nuclear payload. Once China is able to deploy these missiles, it would possess a viable nuclear triad—the ability to launch nuclear weapons from the land, air, and sea.

China tests new ballistic missiles, part of a growing arsenal, according to a U.S. assessment.

Trump Arms Control Plans Draw Criticism


June 2019
By Kingston Reif and Shervin Taheran

Amid growing concern about the future of U.S.-Russian nuclear arms control efforts, the Trump administration is still evaluating a potential extension of the 2010 New Strategic Arms Reduction Treaty (New START) and appears to lack a clear plan to achieve a newly announced goal of negotiating more comprehensive agreements with Russia and China.

U.S. Secretary of State Mike Pompeo (left) greets Russian President Vladimir Putin in Sochi on May 14. The two agreed that the United States and Russia will hold meetings to discuss a broad range of arms control issues. (Photo: Alexander Nemenov/AFP/Getty Images)A decision on whether to extend New START is one that President Donald Trump “will make at some point next year,” said Tim Morrison, senior director for weapons of mass destruction and biodefense at the National Security Council, in May 29 remarks at the Hudson Institute in Washington.

Administration officials have repeatedly downplayed the risks of the treaty expiring in February 2021 with nothing to replace it. They also have provided few details on how they would persuade Russia to limit broader categories of weapons and China to participate in arms control talks for the first time.

U.S. Secretary of State Mike Pompeo told reporters following a May 14 meeting with Russian President Vladimir Putin and Foreign Minister Sergey Lavrov in Sochi, Russia, that the United States and Russia “agreed that…we will gather together teams that will begin to work not only on New START and its potential extension, but on a broader range of arms control issues that each of our two nations have.”

It remains unclear when such talks will begin, how frequently they will take place, who will lead the negotiating teams, what the Trump administration would be willing to offer for concessions from Russia and China, and whether New START would be extended in the absence of progress on a more comprehensive deal.

New START, which caps deployed U.S. and Russian strategic nuclear arsenals at 1,550 warheads and 700 missiles and bombers each, allows the two sides to extend the pact for up to five years until 2026 without requiring U.S. Senate approval.

U.S. officials, notably National Security Advisor John Bolton, have criticized New START because it limits deployed strategic nuclear weapons only. Before joining the Trump administration, Bolton was a frequent and vocal critic of New START, castigating the agreement as unilateral disarmament.

“What we need to focus on is the comprehensive nuclear threat,” Morrison said. “The higher priority is the totality of the Russian and Chinese [nuclear] programs, because we have so much time left on the clock for New START.”

New START Review Ongoing

Several issues would affect the administration’s treaty extension decision, said Andrea Thompson, undersecretary of state for arms control and international security, before the Senate Foreign Relations Committee on May 15. They include Russia’s development of new types of strategic weapons systems and modernization of its large stockpile of nonstrategic nuclear weapons, its “record of being a serial violator and selective implementer of the arms control obligations and commitments that it undertakes,” and “China’s lack of transparency regarding the scope and scale of its nuclear modernization program” and unwillingness to discuss nuclear weapons issues with the United States.

Thompson and David Trachtenberg, deputy undersecretary of defense for policy, largely refused to provide the administration’s views on what the implications would be for U.S. security without New START. Trachtenberg testified alongside Thompson at the May 15 hearing.

Asked by Sen. Robert Menendez (D-N.J.), the senior Democrat on the committee, whether Russia could target the United States with “hundreds or perhaps thousands of additional nuclear warheads” in the absence of the treaty, Thompson replied, “That is a great question for Russia.”

The testimony from Thompson and Trachtenberg on New START disturbed the Democratic committee members.

“Extending New START would be, in my mind, an easy decision,” said Menendez. “It's very difficult to understand why the administration would discard the robust constraints, transparency, and verification measures of New START with nothing to replace them.”

Chairman James Risch (R-Idaho) strongly criticized any treaty extension. “Under present circumstances with [Russia’s] cheating and other things that they do, I'm opposed to extension,” he said.

Russia has repeatedly expressed interest in an extension, but it has raised concerns about U.S. procedures to remove submarine-launched ballistic missile launchers and some B-52 bombers from treaty accountability. (See ACT, March 2019.)

“The extension of the New START is not a simple technicality that could be resolved in a couple of weeks,” Anatoly Antonov, Russian ambassador to the United States, said on May 6 at the University of Pennsylvania. “Serious issues must first be settled.”

These concerns have not been well received by the White House. “We shouldn’t presuppose that the Russians are interested in extending the treaty,” Morrison said. “If they were, they wouldn’t be creating false narratives about U.S. compliance with the treaty.”

Broader Talks Scrutinized

The Trump administration’s desire to negotiate new arms control agreements with Russia and China has drawn criticism.

Russia has expressed a willingness to begin a dialogue with the United States on arms control and strategic stability, but it has its own list of concerns about U.S. policies and weapons systems, including missile defense systems, cyberweapons, weapons development in space, and advanced conventional arms.

The Trump administration has shown no indication that it would be willing to limit these weapons in an agreement with Russia or China. Even if it were willing to do so, it is highly unlikely an agreement could be reached before New START expires in less than two years.

Trump told reporters on May 3 that he had already spoken to China about a trilateral nuclear arms control deal and that “they very much would like to be a part of that deal.”

A Chinese Foreign Ministry spokesperson said on May 6, however, that China “will not take part in any trilateral negotiations on a nuclear disarmament agreement.”

China is estimated to possess about 300 nuclear warheads, according to the Federation of American Scientists. In contrast, the United States and Russia are believed to possess more than 6,000 warheads each. China has never been a party to any agreement that limits the number or types of its nuclear weaponry.

In a May 6 interview in Finland, Pompeo acknowledged that a trilateral deal involving China and that covers all types of U.S. and Russian nuclear weapons might be “too ambitious.” He noted that there are “just a couple years left before New START expires” and that it may be necessary to address the expiration of the treaty “on a bilateral basis.”

Asked at the May 15 hearing why he believed that China would want to engage in disarmament talks with the United States and Russia given Beijing’s much smaller nuclear arsenal, Trachtenberg replied that he could not “get into the mind of the Chinese leadership.” He said that “China should accept the responsibilities of a major power in the world today” by “engaging with respect to its nuclear arsenal.”

Menendez welcomed the administration’s interest in expanding the scope of arms control, but warned that “the limitations and verification measures of New START must remain in place while any such negotiation occurs.”

New START Bills Proposed

Democrats and one notable Republican have proposed several pieces of legislation in support of extending New START.

On May 9, Rep. Eliot Engel (D-N.Y.), the chairman of the House Foreign Affairs Committee, and Rep. Michael McCaul (R-Texas), the committee’s top Republican, introduced a bill titled “Richard G. Lugar and Ellen O. Tauscher Act to Maintain Limits on Russian Nuclear Forces.” The bill expresses the sense of Congress that New START should be extended by five years unless Russia is determined to be in material breach of the agreement or the treaty is replaced by a pact that contains equal or greater verifiable constraints on Russian nuclear forces.

The legislation also would require several briefings and reports, including an intelligence assessment of how the expiration of New START would affect the size and posture of Russian nuclear forces and the additional intelligence capabilities the United States would need to compensate for the loss of the treaty’s extensive transparency and on-site monitoring provisions.

The bill mirrors a similar piece of legislation introduced in March by Menendez and Sens. Jack Reed (D-R.I.) and Mark Warner (D-Va.) titled “New START Policy 5 Act of 2019.”

In addition, Sen. Ed Markey (D-Mass.) introduced a bill on May 2 called “Save Arms Control and Verification Efforts (SAVE) Act” that calls for extending New START and would specifically prohibit any funding to increase the U.S. deployed strategic nuclear arsenal above the treaty limits through Feb. 5, 2026, if the president does not extend or attempts to withdraw from the treaty.

Opponents of New START have also introduced legislation on the treaty. Sens. Tom Cotton (R-Ark.) and John Cornyn (R-Texas) introduced a bill on May 13 that would prohibit the use of funding to implement an extension of New START or any successor agreement unless the agreement includes China and covers Russia's entire inventory of strategic and nonstrategic nuclear weapons. Rep. Liz Cheney (R-Wyo.) introduced companion legislation in the House.

The Trump administration has expressed interest in new strategic arms control talks, but specific suggestions remain unknown.

NATO Ministerial to Discuss INF Treaty


June 2019
By Shervin Taheran

NATO defense ministers will meet June 26 to prepare defense and deterrence measures “to ensure the security of the alliance” if Russia does not come back into compliance with the 1987 Intermediate-Range Nuclear Forces (INF) Treaty, according to a European official speaking with Arms Control Today.

The meeting will come just weeks before the United States is expected to withdraw from the treaty, alleging that Russian deployment of the 9M729 ground-launched cruise missile constitutes a treaty violation. NATO believes the missile can strike targets in Europe. (See ACT, March 2019.)

The INF Treaty bans the testing and deployment of land-based missiles that can fly distances of 500 to 5,000 kilometers. The agreement, concluded by U.S. President Ronald Reagan and Soviet leader Mikhail Gorbachev, significantly eased tensions in Europe over Soviet and U.S. deployments of these systems, which can reach their targets rapidly and with little warning. The likely termination of the treaty on Aug. 2 opens the door to the possible redeployment of INF Treaty-range missiles in Europe, which experts say could increase escalation risks and the potential for miscalculation in a crisis.

In an April 4 press statement following a NATO foreign ministers meeting in Washington, the ministers discussed “Russia’s ongoing violation” of the INF Treaty, and NATO Secretary-General Jens Stoltenberg reiterated that NATO “has no intention” to deploy “ground-launched nuclear missiles in Europe.” This does not preclude deploying conventionally armed INF Treaty-range missiles in NATO countries, which is what the Trump administration has announced it is seeking to develop. (See ACT, May 2019.)

The United States is “moving forward with developing ground-launched INF [Treaty]-range missile capabilities,” senior administration officials reiterated on May 15 to Congress. The work is “designed to be reversible should Russia return to compliance by verifiably destroying its INF Treaty-violating missiles, launchers, and associated support equipment,” said David Trachtenberg, deputy undersecretary of defense for policy, in written testimony to the Senate Foreign Relations Committee. He also noted that the system ultimately developed would be “driven by our assessment of military requirements and in consultation with Congress and with our allies
and partners.”

Although the annual congressional funding process is ongoing, the House Appropriations defense subcommittee already released its version of the fiscal year 2020 budget, which effectively eliminated the requested funding for the three new INF Treaty-range missiles that the administration announced it would be pursuing following its withdrawal from the treaty. The House Armed Services Committee, led by Chairman Adam Smith (D-Wash.), is expected to follow suit in the annual defense authorization process, but Senate Republicans are expected to support the administration’s plans.

NATO defense ministers are set to discuss how to handle the impending termination of the INF Treaty.

The INF Treaty and New START Crisis and the Future of the NPT

Sections:

Body: 

The INF Treaty and New START Crisis and the Future of the NPT

Statement of NGO Representatives and Experts
to the 2019 NPT Prep Com for the 2020 Review Conference,
United Nations, New York

May 1, 2019

Since the NPT was signed 50 years ago, the United States and Russia have engaged in nuclear arms control negotiations and concluded strategic arms control and reduction treaties that have lowered tensions, reduced excess nuclear stockpiles, increased predictability and transparency, and helped to reduce the nuclear danger.

While the size of the U.S. and Russian nuclear stockpiles has been significantly reduced from their Cold War peaks, the dangers posed by the still excessive U.S. and Russian nuclear arsenals and launch-under-attack postures are still exceedingly high.

Today, each side can launch as many as 800 thermonuclear weapons in a first strike within about 20 minutes of the “go” order from either president. Each side would have hundreds more nuclear weapons available in reserve for further counterstrikes. The result would be a global catastrophe.

As then-presidents Ronald Reagan and Mikhail Gorbachev noted in their 1985 summit statement: “A nuclear war cannot be won and must never be fought.”

Further progress on nuclear disarmament – or in the very least active negotiations to that end – by the United States and Russia is at the core of their NPT Article VI obligation to "pursue negotiations in good faith on effective measures relating to cessation of the nuclear arms race at an early date and to nuclear disarmament, and on a treaty on general and complete disarmament under strict and effective international control."

Disarmament leadership from the United States and Russia, which possess the vast majority of the world’s nuclear firepower, is also critical to the essential task of engaging the world’s other nuclear-armed states in the global enterprise to achieve a world without nuclear weapons.

As we approach the NPT’s 2020 Review Conference, it is the considered view of a wide range of nongovernmental experts and organizations that the world’s two largest nuclear-armed states need to:

  • engage in serious talks to facilitate the extension of New START by five years, as allowed for in Article XIV of the Treaty;
  • reach an agreement that prevents deployments of destabilizing ground-based, intermediate-range missiles; and
  • resume regular, high-level talks on strategic stability to reduce the risk of miscalculation.

Failure by the U.S. and Russian leadership to take these steps would represent a violation of their NPT Article VI obligations and would threaten the very underpinnings of the NPT regime.

Unfortunately, relations between Washington and Moscow are at their lowest point since the mid-1980s, and their dialogue on nuclear arms control has been stalled since Russia rejected a 2013 offer from President Obama to negotiate further nuclear cuts beyond the modest reductions mandated by the 2010 New Strategic Arms Reduction Treaty.

Worse still, the two sides have not resumed their strategic stability talks since the last session was held in Helsinki in late-2017, and the future of two of the most important nuclear arms control agreements – the INF Treaty and New START – are in grave doubt.

The INF Treaty

In February, Washington and Moscow suspended their obligations under the landmark 1987 Intermediate-Range Nuclear Forces (INF) Treaty after failing to resolve their compliance dispute. Barring a diplomatic miracle, the United States is on course to withdraw from the treaty on August 2. The collapse of the INF Treaty opens the door to new and even more dangerous forms of missile competition.

Russia may deploy more of its 9M729 ground-launched cruise missiles, which the United States and NATO have determined are treaty noncompliant, and Russia has threatened to convert a sea-based cruise missile system for ground launch. For its part, the Trump administration has begun developing new, “more usable” low-yield nuclear warheads for use on D-5 submarine-launched strategic missiles, and the administration has announced that it will begin testing – before the end of this year – new ground-launched intermediate-range cruise missiles, which have been prohibited by the INF Treaty. Ukraine, a party to the INF Treaty, has suggested it might pursue INF missile development.

Whether nuclear-armed or conventionally-armed, ground-launched, intermediate-range missile systems are destabilizing because of their very short time-to-target capabilities afford little or no warning of attack.

Instead of a dangerous pursuit of such INF missile deployments, this conference must strongly encourage the INF states parties to refrain from deploying intermediate-range, ground-launched missiles and urge Moscow and Washington to engage in talks designed to produce a new INF-missile control arrangement.

For example, NATO could declare, as a bloc, that no alliance members will field any currently INF Treaty-prohibited missiles in Europe so long as Russia does not deploy treaty-prohibited systems where they could hit NATO territory. This would require Russia to move at least some currently deployed 9M729 missiles.

The U.S. and Russian presidents could agree to this “no-first INF missile deployment plan” through an executive agreement that would be verified through national technical means of intelligence. Russia could be offered additional confidence-building measures to ensure that the United States would not place offensive missiles in the Mk. 41 missile-interceptor launchers now deployed Europe as part of the Aegis Ashore system.

New START

Meanwhile, the START agreement, which verifiably caps each side’s strategic deployed arsenals to no more than 1,550 warheads and 700 strategic delivery systems, will expire in February 2021 unless extended or replaced.

Without a positive decision to extend New START, there would be no legally binding limits on the world’s two largest nuclear superpowers for the first time since 1972. The risk of unconstrained U.S.-Russian nuclear competition, and even more fraught relations, would grow.

In a March 2018 interview with NBC, President Putin voiced interest in an extension of New START or even possibly further cuts in warhead numbers. In April 2018, the Trump administration announced it is pursuing a “whole-of-government review” about whether to extend New START. In 2017, shortly before he became the U.S. National Security Advisor, John Bolton publicly called on President Trump to terminate New START.

New START clearly serves U.S. and Russian security interests. The treaty imposes important bounds on the strategic nuclear competition between the two nuclear superpowers.

Failure to extend New START, on the other hand, would compromise each side’s understanding of the other’s nuclear forces, open the door to unconstrained nuclear competition, and undermine international security.

Fortunately, the treaty can be extended by up to five years (to 2026) by a simple agreement by the two presidents—without complex negotiations and without further approval from the U.S. Senate or Russian Duma.

An agreement to extend New START requires the immediate start of consultations on key issues of concern to both sides.

Russia has raised concerns about the verification of the conversion of some U.S. nuclear weapons delivery systems to conventional roles. The United States, for its part, has understandably suggested that new Russian strategic nuclear weapons systems, including the Status-6 nuclear-armed, long-range, torpedo and the proposed nuclear-propelled, long-range cruise missile, should be accounted for under New START.

If both sides are willing to engage in a professional dialogue relatively soon, these issues can be addressed in a mutually agreed manner either before or soon after a decision to extend New START is taken.

New START extension would also provide additional time for Trump, or his successor, to pursue negotiations on more far-reaching nuclear cuts involving strategic and tactical nuclear systems, an understanding about the limits of U.S. strategic missile defenses, and limitations on non-nuclear strategic strike weapons that both sides are beginning to develop.

A Core Issue for NPT 2020

These issues must be central issues for this preparatory conference and all NPT States Parties before the 2020 Review Conference.

Some delegations claim that before progress on nuclear disarmament can be achieved, the right environment must be established. Such arguments overlook how progress on disarmament has been achieved in the past and can be achieved today.

Such arguments should not be allowed to distract from a disappointing lack of political will to engage in a common-sense nuclear risk reduction dialogue.

In reality, the current environment demands the resumption of a productive, professional dialogue between representatives of the White House and the Kremlin on nuclear arms control and disarmament.

The urgency of these problems also demands that all NPT states parties, as part of their own solemn legal responsibilities to uphold the NPT and advance their Article VI goals. NPT states parties should:

  • press Presidents Trump and Putin to relaunch the dialogue on strategic stability;
  • pledge to reach early agreement to extend the New START agreement; and
  • refrain from pursuing deployments of INF-prohibited missile systems in the European theater (or elsewhere) that produce a dangerous action-reaction cycle.

We strongly urge each delegation to emphasize these priority steps to ensure key states remain in compliance with the NPT and sustain progress toward the attainment of all of the treaty’s core goals and objectives.

Endorsed by:

Alexey Arbatov, member of the Russian Academy of Sciences (academician), head of the Center for International Security, Е.М. Primakov Institute for World Economy and International Relations, Russian Academy of Sciences, Member of Parliament (State Duma) in 1993-2003 and former deputy chair of the Defense Committee, member of the Soviet START I delegation

Dr. Christoph Bertram, Director, International Institute of Strategic Studies 1974-1982, Director, German Institute for International and Security Studies (SWP) 1998-2005

Dr. Bruce Blair, Program on Science and Global Security, Princeton; Co-founder, Global Zero, Former Member, Secretary of State International Security Advisory Board

Des Browne, former UK Secretary of State for Defence

Matthew Bunn, Professor of Practice, Harvard Kennedy School**

Joseph Cirincione, President, Ploughshares Fund

Lisa Clark and Reiner Braun, Co-Presidents, International Peace Bureau

Thomas Countryman, former acting U.S. Undersecretary of State for Arms Control and International Security and Chair of the Board of the Arms Control Association

Tarja Cronberg, Chair of the Peace Union of Finland and as a former member of the European Parliament

Jayantha Dhanapala, Ambassador, former UN Under-Secretary-General for

Disarmament Affairs, President 1995 NPT Review & Extension Conference, former

President Pugwash Conferences on Science & World Affairs

Sergio Duarte, President of the Pugwash Conferences on Science and Global Affairs, former UN high representative for disarmament, President of the 2005 NPT Review Conference, and a member of Brazil’s delegation to the Eighteen-Nation Disarmament Committee talks on the NPT

Beatrice Fihn, Executive Director, International Campaign to Abolish Nuclear Weapons

Dr. Joseph Gerson, President and CEO, Campaign for Peace Disarmament and Common Security

Jonathan Granoff, President, Global Security Institute, and UN Representative of the Permanent Secretariat of the World Summit of Nobel Peace Laureates

John Hallam, People for Nuclear Disarmament Human Survival Project, and Co-Convener, Abolition 2000 Nuclear Risk Reduction Working Group

Dr. Ira Helfand, Co-President, International Physicians for the Prevention of Nuclear War

Ambassador Bonnie Jenkins, former Coordinator for Threat Reduction Programs, U.S. Department of State, and Founder of Women of Color Advancing Peace, Security, and Conflict Transformation

Dr. Rebecca Johnson, Acronym Institute for Disarmament Diplomacy

Angela Kane, Senior Fellow, Vienna Center for Disarmament and Non-proliferation, former United Nations Under-Secretary General and High Representative for Disarmament

Dr. Catherine M. Kelleher, former Deputy Assistant Secretary of Defense for Russia, Ukraine and Eurasia, and the Secretary of Defense’s representative to NATO

Ambassador (ret.) Laura Kennedy, former U.S. Representative to the Conference on Disarmament

Daryl G. Kimball, Executive Director, Arms Control Association*

Michael Krepon, Co-founder, The Stimson Center

Richard G. Lugar, United States Senator (Ret.), President, The Lugar Center

Dr. Victor Mizin, Institute of World Economy and International Relations of the Russian Academy of Science, former Soviet/Russian diplomat

Prof. Götz Neuneck, Chair German Pugwash and Council Member Pugwash Conferences on Science and World Affairs

Ali Nouri, President, Federation of American Scientists

Olga Oliker, Director, Europe Program, International Crisis Group**

Jungeun Park, Secretary General, People's Solidarity for Participatory Democracy (RoK)

Thomas Pickering, former U.S. Under Secretary of State for Political Affairs, former U.S. Ambassador to the United Nations and the Russian Federation

Amb. (ret.) Steven Pifer, William J Perry Fellow, Center for International Security and Cooperation, Stanford University**

Dr. William C. Potter, Sam Nunn and Richard Lugar Professor of Nonproliferation Studies, Middlebury Institute of International Studies at Monterey

Guy C. Quinlan, President, Lawyers Committee on Nuclear Policy

Susi Snyder, Nuclear Disarmament Programme Manager, PAX (Netherlands)

John Tierney, Executive Director, Council for a Livable World, and Executive Director, Center for Arms Control and Non-Proliferation

Greg Thielmann, former Director of the Office of Strategic, Proliferation, and Military Affairs in the State Department's Bureau of Intelligence and Research

Sir Adam Thomson, Chief Executive, European Leadership Network

Aaron Tovish, Executive Director, Zona Libre

Hiromichi Umebayashi, Founder & Special Advisor, Peace Depot Inc. Japan

Rick Wayman, Deputy Director, Nuclear Age Peace Foundation

Anthony Wier, Legislative Secretary for Nuclear Disarmament and Pentagon Spending, Friends Committee on National Legislation

*Statement coordinator

** Institution listed for identification purposes only

Description: 

Remarks by Daryl Kimball on behalf of NGO Representatives and Experts to the 2019 NPT PrepCom for the 2020 Review Conference at the United Nations in New York.

Country Resources:

Trump Arms Control Gambit: Serious or a Poison Pill?


May 2019
By Daryl G. Kimball

Smart U.S. leadership is an essential part of the nuclear risk reduction equation. Unfortunately, after more than two years into President Donald Trump’s term in office, his administration has failed to present a credible strategy to reduce the risks posed by the still enormous U.S. and Russian nuclear arsenals, which comprise more than 90 percent of the world’s nuclear weapons.

National Security Advisor John Bolton (R), listens to President Donald Trump during a briefing from senior military leaders, in the Cabinet Room on April 9, 2018. (Photo by Mark Wilson/Getty Images)Instead, Trump has threatened to accelerate and “win” an arms race with nuclear-armed Russia and China as tensions with both states have grown. Trump has shunned a proposal supported by his own Defense and State departments to engage in strategic stability talks with Moscow. Trump also has ordered the termination of the 1987 Intermediate-Range Nuclear Forces Treaty without a viable plan B, and his national security team has dithered for more than a year on beginning talks with Russia to extend the 2010 New Strategic Arms Reduction Treaty (New START) before it expires in February 2021.

Now, the president is dropping hints that he wants some sort of grand, new arms control deal with Russia and China. “Between Russia and China and us, we’re all making hundreds of billions of dollars’ worth of weapons, including nuclear, which is ridiculous,” Trump said on April 4 as he hosted Chinese Vice Premier Liu He in the Oval Office.

According to an April 25 report in The Washington Post, Trump formally ordered his team to reach out to Russia and China on options for new arms control agreements. The instructions on Russia apparently call for the pursuit of limits on so-called nonstrategic nuclear weapons, a category of short-range, lower-yield weapons that has never been subject to a formal arms control arrangement.

At first glance, that may sound promising. Bringing other nuclear actors and all types of nuclear weapons into the disarmament process is an important and praiseworthy objective. But this administration has no plan, strategy, or capacity to negotiate such a far-reaching deal. Even if it did, negotiations would likely take years. 

China, which is estimated to possess a total of 300 nuclear warheads, has never been party to any agreement that limits the number or types of its nuclear weaponry. Beijing is highly unlikely to engage in any such talks until the United States and Russia significantly cut their far larger arsenals, estimated at 6,500 warheads each.

Russian President Vladimir Putin may be open to broader arms control talks with Trump, but he has a long list of grievances about U.S. policies and weapons systems, particularly the ever-expanding U.S. missile defense architecture. The Trump administration’s 2019 Missile Defense Review report says there can be no limits of any kind on U.S. missile defenses—a nonstarter for Russia. 

These realities, combined with the well-documented antipathy of Trump’s national security advisor, John Bolton, to New START strongly suggest that this new grand-deal gambit does not represent a serious attempt to halt and reverse a global arms race.

It is more likely that Trump and Bolton are scheming to walk away from New START by setting conditions they know to be too difficult to achieve.

With less than two years to go before New START expires, Washington and Moscow need to begin working immediately to reach agreement to extend the treaty by five years. Despite their strained relations, it is in their mutual interest to maintain verifiable caps on their enormous strategic nuclear stockpiles.

Without New START, which limits each side to no more than 1,550 deployed strategic warheads and 700 deployed strategic delivery vehicles, there will be no legally binding limits on the world’s two largest nuclear arsenals for the first time in nearly five decades.

Extending New START would provide a necessary foundation and additional time for any follow-on deal with Russia that addresses other issues of mutual concern, including nonstrategic nuclear weapons, intermediate-range weapons, and understandings on the location and capabilities of missile defense systems and advanced conventional-strike weapons that each country is developing.

A treaty extension could help put pressure on China to provide more information about its nuclear weapons and fissile material stockpiles. China also might be more likely to agree to freeze the overall size of its nuclear arsenal or agree to limit a certain class of weapons, such as nuclear-armed cruise missiles, so long as the United States and Russia continue to make progress to reduce their far larger and more capable arsenals.

If in the coming weeks, however, Team Trump suggests China must join New START or that Russia must agree to limits on tactical nuclear weapons as a condition for its extension, that should be recognized as a disingenuous poison pill designed to create a pretext for killing New START.

Before Trump and Bolton try to raise the stakes for nuclear arms control success, they must demonstrate they are committed to working with Russia to extend the most crucial, existing agreement: New START.

Smart U.S. leadership is an essential part of the nuclear risk reduction equation.

U.S. Seeks Broader Nuclear Arms Pact


May 2019
By Kingston Reif and Shervin Taheran

President Donald Trump has ordered his staff to seek a new agreement on nuclear weapons that would encompass all Russian and Chinese nuclear arms, senior administration officials told reporters in April. Currently, the United States and Russia abide by the bilateral 2010 New Strategic Arms Reduction Treaty (New START) that limits only deployed strategic weapons and does not involve China. The treaty is due to expire in February 2021, but the pact allows the two sides to extend it for up to five years.

Russian Deputy Foreign Minister Sergei Ryabkov (center), speaking here at January conference in Beijing, suggested in April that any future U.S.-Russian arms control talks would need to address a variety of previously unnegotiated issues. (Photo: Thomas Peter/Getty Images)“The president has made clear that he thinks that arms control should include Russia and China and should include all the weapons, all the warheads, all the missiles,” said a senior White House official on April 25. “We have an ambition to give the president options as quickly as possible to give him as much space on the calendar as possible.”

Sergei Ryabkov, Russia’s deputy foreign minister, suggested Moscow’s response would depend on the nature of any U.S. proposals. “Further steps towards nuclear disarmament will require creating a number of prerequisites and taking into account many factors that have a direct impact on strategic stability” including missile defense systems, cyber weapons, weapons development in space, and advanced conventional arms, he said in an April 26 news briefing.

The Trump administration has shown no indication that it would be willing to limit these weapons in an agreement with Russia and China. Even if it were willing to do so, it is highly unlikely an agreement could be reached before New START expires in less than two years.

The president’s new order followed his April 4 comments at the White House, while sitting next to Chinese Vice-Premier Liu He, on the need for the United States, Russia, and China to reduce the numbers of and spending on nuclear weapons.

“Between Russia and China and us, we’re all making hundreds of billions of dollars’ worth of weapons, including nuclear [weapons], which is ridiculous…. We have to be the leader. I think it’s much better if we all got together and we didn’t make these weapons…. And those three countries, I think, can [come] together and stop the spending and spend on things that maybe are more productive toward long-term peace,” Trump said.

Senior administration officials echoed the president’s desire to include China in arms control. The Trump administration is “at the very beginning of conversations about renewing” New START, said Secretary of State Mike Pompeo in April 10 testimony before the Senate Foreign Relations Committee. “If we can get the deal right, if we can make sure that it fits 2021 and beyond, President [Donald] Trump has made very clear that if we can get a good, solid arms control agreement, we ought to get one.”

Remaining unclear is whether Pompeo was referring to conversations within the Trump administration, conversations with Russia, or both. Administration officials have been saying for months that they are in the early stages of formulating the U.S. position on an extension, arguing that plenty of time remains before the treaty lapses. Several factors would guide a decision, according to the officials, including how Russia pursues its concerns about U.S. compliance with the pact, whether Russia would agree to limit new strategic weapons it is developing, and Russian compliance with other arms control agreements.

Pompeo appeared to add additional factors at the hearing, suggesting that future arms control agreements should incorporate more nations. “We need to make sure that we've got all of the parties that are relevant,” he said. “It’s very different today in the world than it was” when New START was completed, he added. Asked to clarify which nations should be included, Pompeo said, “[I]t’s certainly China that has large numbers.”

Russian officials have also offered ambiguous projections for New START’s future. Anatoly Antonov, Russian ambassador to the United States, said Russia is ready to discuss extending the treaty, but repeated previously stated concerns about U.S. compliance with some of the pact’s conversion procedures.

“The extension of the New START is not a simple technicality that could be resolved in a couple of weeks,” he said at the Arms Control Association’s April 15 annual meeting. “Serious issues must be settled.”

Antonov also said that the full array of Russia’s planned new nuclear weapons would not be covered by New START, so any limits on them would need “another round of negotiations,” which would require Senate and Duma approval.

Meanwhile, the treaty’s dispute resolution forum, the Bilateral Consultative Commission, met in April, according to an April 12 release from the U.S. State Department. It was 17th meeting of the commission, which meets twice yearly.

Several current and former U.S. military officials have recently lamented the reduced level of communication and dialogue between the United States and Russia.

“During the Cold War, we understood each other’s signals. We talked,” said U.S. Army Gen. Curtis Scaparrotti, the top military commander in Europe, in an April interview. “I’m concerned that we don’t know them as well today.”

 

Administration opens door to negotiations on new weapons, new partners.

CD Fails to Advance Agenda

 

Russian Foreign Minister Sergei Lavrov (second from left) addresses the Conference for Disarmament on March 20.  (Photo: Fabrice Coffrini/AFP/Getty Images)The Conference on Disarmament (CD) in Geneva concluded its first session of 2019 in late March without taking forward a program of work. Last year, the CD adopted a proposal to establish subsidiary bodies to advance the body’s work on four core areas: nuclear disarmament, fissile material, outer space, and negative security assurances. (See ACT, April 2018.) Since then, however, it has failed to create the bodies and remained divided on who should lead them.

“The result is that the CD has lost the momentum it began to build up last year,” said Aidan Liddle, the UK permanent representative to the CD, in a March 22 blog post. “A third of the way through the 2019 session, there’s no plan in place for conducting detailed discussions on the core issues,” he added.

The second CD session of 2019 takes place May 13–June 28 in Geneva.—ALICIA SANDERS-ZAKRE
 

CD Fails to Advance Agenda

U.S.-Russian Experts, Fmr. Officials Urge New START Extension, Renewed U.S.-Russian Strategic Dialogue

In the latest in a series of expert conferences and dialogues in Moscow and Washington, a group of distinguished U.S. and Russian experts released a public statement calling on U.S. and Russian officials to get back to the arms control negotiating table, with the first order of business being agreement on a five-year extension of the 2010 New Strategic Arms Reduction Treaty (New START), as allowed for in Article XIV of the treaty, and talks designed to head-off new arms competition in the wake of the likely termination of the 1987 Intermediate-Range Nuclear Forces (INF) Treaty. The April 10...

The NPT and the Conditions for Nuclear Disarmament


April 2019
By Daryl G. Kimball, Executive Director

Fifty years ago, shortly after the conclusion of the 1968 nuclear Nonproliferation Treaty (NPT), the United States and the Soviet Union launched the Strategic Arms Limitation Talks (SALT). Negotiated in the midst of severe tensions, the SALT agreement and the Anti-Ballistic Missile (ABM) Treaty were the first restrictions on the superpowers’ massive strategic offensive weapons, as well as on their emerging strategic defensive systems. The SALT agreement and the ABM Treaty slowed the arms race and opened a period of U.S.-Soviet detente that lessened the threat of nuclear war.

View of the Soviet delegation (left) and United States negotiating team (right) sitting together during Strategic Arms Limitation Talks (SALT) in Vienna, Austria circa 1970. Negotiations would last from 1969 until May 1972 at a series of meetings in both Helsinki and Vienna and result in the signing of the SALT I agreement between the United States and Soviet Union in May 1972. (Photo by Keystone/Getty Images)The size of U.S. and Russian nuclear stockpiles has decreased significantly from their Cold War peaks, but the dangers posed by the still excessive arsenals and launch-under-attack postures are even now exceedingly high.

Further progress on nuclear disarmament by the United States and Russia has been and remains at the core of their NPT Article VI obligation to “pursue negotiations in good faith on effective measures relating to cessation of the nuclear arms race at an early date and to nuclear disarmament.”

But as the 2020 NPT Review Conference approaches, the key agreements made by the world’s two largest nuclear powers are in severe jeopardy. Dialogue on nuclear arms control has been stalled since Russia rejected a 2013 U.S. offer to negotiate nuclear cuts beyond the modest reductions mandated by the 2010 New Strategic Arms Reduction Treaty (New START).

More recently, the two sides have failed to engage in serious talks to resolve the dispute over Russian compliance with the 1987 Intermediate-Range Nuclear Forces (INF) Treaty, which will likely be terminated in August. Making matters worse, talks on extending New START, which is due to expire in 2021, have not begun.

Last year, Russia said it was interested in extending New START, but Team Trump will only say it remains engaged in an interagency review of the treaty. That review is led by National Security Advisor John Bolton, who publicly called for New START’s termination shortly before he joined the administration.

New START clearly serves U.S. and Russian security interests. The treaty imposes important bounds on the strategic nuclear competition between the two nuclear superpowers. Failure to extend New START, on the other hand, would compromise each side’s understanding of the others’ nuclear forces, open the door to unconstrained nuclear competition, and undermine international security. Agreement to extend New START requires the immediate start of consultations to address implementation concerns on both sides.

Instead of agreeing to begin talks on a New START extension, U.S. State Department officials claim that “the United States remains committed to arms control efforts and remains receptive to future arms control negotiations” but only “if conditions permit.”

Such arguments ignore the history of how progress on disarmament has been and can be achieved. For example, the 1969–1972 SALT negotiations went forward despite an extremely difficult geostrategic environment. As U.S. and Russian negotiators met in Helsinki, President Richard Nixon launched a secret nuclear alert to try to coerce Moscow’s allies in Hanoi to accept U.S. terms on ending the Vietnam War, and he expanded U.S. bombing into Cambodia and Laos. Meanwhile, the Soviet Union sent 20,000 troops to Egypt to back up Cairo’s military campaign to retake the Sinai Peninsula from Israel. In late 1971, Nixon risked war with the Soviet Union and India to help put an end to India's 1971 invasion of East Pakistan.

Back then, the White House and the Kremlin did not wait until better conditions for arms control talks emerged. Instead, they pursued direct talks to achieve modest arms control measures that, in turn, created a more stable and predictable geostrategic environment.

Today, U.S. officials, such as Christopher Ford, assistant secretary of state for international security and nonproliferation, argue that the NPT does not require continual progress on disarmament and that NPT parties should launch a working group to discuss how to create an environment conducive for progress on nuclear disarmament.

Dialogue between nuclear-armed and non-nuclear-weapon states on disarmament can be useful, but the U.S. initiative titled “Creating an Environment for Nuclear Disarmament” must not be allowed to distract from the Trump administration’s lack of political will to engage in a common-sense nuclear arms control and risk reduction dialogue with key nuclear actors.

The current environment demands a productive, professional dialogue between Washington and Moscow to extend New START by five years, as allowed by Article XIV of the treaty; to reach a new agreement that prevents new deployment of destabilizing ground-based, intermediate-range missiles; and maintain strategic stability and reduce the risk of miscalculation.

Ahead of the pivotal 2020 NPT Review Conference, all states-parties need to press U.S. and Russian leaders to extend New START and pursue further effective measures to prevent an unconstrained nuclear arms race. Failure to do so would represent a violation of their NPT Article VI obligations and would threaten the very underpinnings of the NPT regime.

 

 

Fifty years ago, shortly after the conclusion of the 1968 nuclear Nonproliferation Treaty (NPT), the United States and the Soviet Union launched the Strategic Arms Limitation Talks (SALT). Negotiated in the midst of severe tensions, the SALT agreement and the Anti-Ballistic Missile (ABM) Treaty were the first restrictions on the superpowers’ massive strategic offensive weapons, as well as on their emerging strategic defensive systems. The SALT agreement and the ABM Treaty slowed the arms race and opened a period of U.S.-Soviet detente that lessened the threat of nuclear war.

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