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"I want to thank the Arms Control Association … for being such effective advocates for sensible policies to stem the proliferation of weapons of mass destruction, and most importantly, reduce the risk of nuclear war."
– Senator Joe Biden
January 28, 2004
Disarmament

Russia and Arms Control: Extending New Start or Starting Over?

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Russia, China, Arms Control, and the Value of New START

Testimony of the Honorable Thomas Countryman,
Board Chairman, Arms Control Association, and
Former Acting Under Secretary of State for Arms Control and International Security

House Foreign Affairs Subcommittee on Europe, Eurasia, Energy, and the Environment

July 25, 2019

For more than fifty years, every U.S. President has proposed and pursued negotiations with Moscow as a means to regulate destabilizing nuclear arms competition and reduce the risk of the United States and its allies being destroyed in a nuclear war. They sought and concluded a series of treaties, with strong bipartisan support, that have made America and the world much safer.

The current Administration appears to be veering away from this tradition, to the detriment of our national security.

In November, the Trump administration announced, without a coherent military or diplomatic “plan B,” to terminate the 1987 Intermediate-Range Nuclear Forces (INF) Treaty in response to Russia’s testing and deployment of the non-compliant, ground-launched 9M729 missile.

The administration has not presented a viable diplomatic plan that might persuade Russia to remove its 9M729s and instead it is pursuing development and testing of U.S. ground-launched, INF-range missiles, which are not militarily necessary to counter the 9M729 and would if deployed, likely divide NATO, and lead Russia to increase the number and type of intermediate-range missiles aimed against NATO targets. Congress would be wise to withhold its support for a new Euromissile race.


Worse yet, Trump’s national security team has dithered for more than a year on beginning talks with Russia to extend the 2010 New Strategic Arms Reduction Treaty (New START) before it expires in February 2021. In an interview published June 18, National Security Advisor John Bolton said of New START extension, “[T]here's no decision, but I think it's unlikely.”

Instead, Bolton has suggested the President wants to bring China into trilateral negotiations with Russia on a new agreement to limit nuclear weapons not covered by New START.

Pursuing talks with other nuclear-armed states and trying to limit all types of nuclear weapons is an admirable objective, which I support in principle. But such a negotiation would be complex and time-consuming. There is no realistic chance a new agreement along these lines could be finalized before New START expires.

It would be national security malpractice to discard New START in the hopes of negotiating a more comprehensive, ambitious nuclear arms control agreement with Russia and China to say nothing about getting it ratified and into force.

As the Chairman and the ranking member of the House Committee on Foreign Affairs have suggested, the first step should be a five-year extension of New START, which would provide a foundation for a more ambitious successor agreement.

Without the INF Treaty and without New START, there would be no legally binding, verifiable limits on the world’s two largest nuclear arsenals for the first time in nearly half a century.

New START verifiably caps the number of deployed strategic nuclear weapons at 1,550 warheads and 700 delivery systems for each side; if those ceilings expires, Russia and the United States could upload hundreds of additional nuclear warheads to their long-range delivery systems. In fact, Russia, with its heavy missiles and several open missile production lines, could rapidly upload more additional warheads than the United States could). Each side would also have far less insight into the other’s nuclear deployment and modernization plans. As a result, our already difficult and uneasy nuclear relationship with Russia would become even more complicated, the risks of renewed nuclear competition would grow, and our efforts to mitigate nuclear risks in other corners of the globe would become more difficult.

The Value of Nuclear Arms Control

Previous Presidents, since Dwight Eisenhower, have recognized the value of effective nuclear arms control. They understood that:

  • Talking to an adversary, whether a superpower like the Soviet Union or a lesser challenger such as Iran, is not a sign of weakness, but a hardheaded and realistic means to reduce threats posed to the United States.

  • Treaties provide rules of the road that enable the United States to pursue more effectively its economic and security interests. They constrain other nations’ ability to act against our interests more than they constrain U.S. freedom of action.

  • Arms control agreements are not a concession made by the United States, or a favor done to another nation, but an essential component of, and contribution to, our national security.

  • In a world in which the U.S. claims global leadership, Washington must take the lead bilaterally and multilaterally, proposing initiatives that greatly reduce the risk that weapons of mass destruction (WMD) spread or are used.

  • The pursuit of reductions of nuclear stockpiles and the eventual elimination of nuclear weapons is both a moral obligation, and since approval by the U.S. Senate of the Nuclear Nonproliferation Treaty in 1969, it is a legal obligation as well, one that can and must be pursued regardless of the ups and downs of great-power relations.

  • There can be no winners in a nuclear war. Mutual assured destruction is not a theory, or a philosophy; it is a reality. Since the time the Soviet Union achieved reliable intercontinental ballistic missiles in the 1960s, neither the United States nor Russia can launch a nuclear attack on the other’s homeland without the near-certain destruction of its own homeland. Arms control agreements, and associated stability mechanisms, serve to reduce the risk that a cycle of assured destruction will begin.

As a consequence of American diplomatic leadership and the support of Congress, a series of bilateral agreements between the United States and the Soviet Union/Russia verifiably capped, and later, helped lead to significant cuts in the two superpowers arsenals by more than 85% from their Cold War peaks. The total destructive power of those weapons has been reduced from the equivalent of over a million Hiroshima-size bombs to the somewhat less insane equivalent of 80,000 such weapons. One of those agreements, the INF Treaty, verifiably eliminated an entire class of destabilizing missiles that threatened European security and increased the risk of superpower miscalculation.

The United States helped lead the way to the negotiation and conclusion of the 1996 Comprehensive Nuclear Test Ban Treaty, which prohibits any nuclear test explosion, no matter what the yield. Although the CTBT has not formally entered into force due to the failure of eight key states to ratify, the treaty has been signed by 184 nations including all of the P-5 states, has established a global monitoring network that is operating 24/7 to help detect and deter clandestine testing, and created a global norm against nuclear testing. Today no state is actively engaged in nuclear testing.

U.S.-led efforts to reduce the role and the number of nuclear weapons, to end nuclear testing, combined with political pledges from the United States and the other nuclear-armed states to take further disarmament steps, have helped to solidify international support for the nuclear Nonproliferation Treaty (NPT), and paved the way for its indefinite extension in 1995.

Many of these positive trends have been reversed and others are at risk. This is due in part of a deficit of American leadership and the growing body of thought in the Administration and Congress today, which believes

  • The U.S. should not discuss vital national security issues, or consider compromise, with adversaries such as Russia and Iran until they have fully met U.S. demands in all fields.

  • International treaties are inherently disadvantageous to the United States, as they constrain the freedom of action of the world’s leading military and economic power.

  • That because arms control agreements involve a degree of compromise, they grant unwarranted concessions to opponents.

  • Such agreements are of no value if they do not solve EVERY problem between the parties, an all-or-nothing approach exemplified by the U.S. decision to withdraw from the 2015 Joint Comprehensive Plan of Action (JCPOA).

  • In the Cold War fallacy that there is a way to win a nuclear war, that a numerical or technical advantage can give the United States a dominance of power that would spare our country from destruction in a nuclear exchange. Sadly, no U.S. official today is able to repeat the obvious fact that motivated Presidents Ronald Reagan and Mikhail Gorbachev to declare: “A nuclear war can never be won and must never be fought.”

Over the last two years, this line of thinking is evident in the Administration’s retreat from global leadership, its embrace of authoritarian leaders, its weakening partnership with democratic allies. its withdrawal from international agreements, and its inability to make any new and meaningful agreements. The Administration has weakened restraints on Iran’s ability to enrich uranium. It has refused to reconsider ratification of the Comprehensive Test Ban Treaty or otherwise reinforce the de facto nuclear testing moratorium, which has preserved America’s important technical advantage in the nuclear field.

Now, as the termination date for the INF Treaty approaches and the expiration date for New START looms on the near horizon, the administration has failed to put forward a serious plan for constraining Russia’s nuclear arsenal. There is a serious risk that without extension of New START and without mutual restraints on INF missile systems after the end of the treaty, the conditions for an expensive, risky and destabilizing nuclear weapons race will emerge, similar to - but riskier and more expensive than - the arms race we ran in the 1950s and 1960s.

In the absence of responsible steps to prevent a dangerous new U.S.-Russian nuclear arms race, Congress can and should be ready to point the way forward.

The INF Treaty

The INF Treaty was a signature foreign policy achievement of President Reagan. It was unprecedented in requiring the destruction of nuclear warheads and delivery systems, resulting in the elimination of 2692 Soviet and U.S. missiles. It established the principle of on-site inspection, a concept still central today to effective agreements and to our understanding of Russian systems. It resolved a dangerous split within the NATO Alliance and reduced a genuine threat to our Allies and to peace in Europe. It was central to establishing the opportunity for genuine cooperation between Washington and Moscow.

The Russian military was never happy about Gorbachev’s ‘surrender’ in signing the INF Treaty, and has developed a cruise missile in violation of the range prescribed by the treaty. I think it unlikely that the Russian Defense Ministry consulted with the Ministry of Foreign Affairs about the legality of this action. Deployment of the 9M729 has proven to be of double benefit to Russia, apart from the marginal utility of a new means to threaten NATO territory. Moscow is pleased to continue a long-running debate about the actual range of the 9M729, because it distracts from a less comfortable topic: the several dozen European cities and sites now within range of the new system. The U.S. withdrawal from the treaty will free the Russian military to plan new generations of missiles aimed at Russia’s neighbors, (both NATO and non-NATO), all while plausibly blaming the United States for the treaty’s demise.

Barring a diplomatic miracle, U.S. withdrawal from the INF Treaty will become effective August 2, and it is ‘justifiable’ as a response to Russia’s violation. But ‘justifiable’ is not the same as ‘smart,’ or even well-considered.

The President’s decision was taken without the benefit of senior-level interagency discussion, and without any plan to counter effectively the slight military advantage that Russia might gain by its deployment. That meant that the U.S. diplomatic strategy on the INF Treaty essentially amounted to the expression of “hope” that Russia will “change course” and return to compliance, which is of course not serious strategy.

The decision to terminate the treaty, combined with the possibility of new U.S. ground-launched cruise missiles in Europe, is risky and unwise. It opens the door to a new phase of destabilizing INF-range missile competition with Russia.

The Administration has yet to answer repeated Congressional calls for information on its decision to withdraw from the treaty or a strategy for a post-treaty world. The Pentagon’s FY 2020 budget request for new INF-range missiles lacks key details about the types of missiles DoD plans to develop or justification of the need for such missiles.

The United States should ensure that Russia gains no military advantage from its violation of the INF Treaty. Given that the United States and NATO forces currently can hold hundreds of key Russian military targets at risk using their existing array of sea-, land-, and air-based conventional strike weapons and missiles, new U.S. intermediate-range missiles are militarily unnecessary. If additional military measures are required, such as air- and sea-launched cruise missiles and cruise missile defenses, these can be pursued without the provocative and escalatory deployment of new ground-based missiles.

In addition, new missiles would have to be deployed on the territory of allies neighboring Russia or China to have military value. No ally has yet said it would be willing to serve this function. Any such deployment in Europe would require unanimous approval by NATO members, which cannot be assumed.

These missiles, whether nuclear- or conventionally-armed, American or Russian, would be able to strike targets deep inside Russia and in western Europe. Their short time-to-target capability increases the risk of miscalculation in a crisis. Any nuclear attack on Russia involving U.S. intermediate-range, nuclear-armed missiles based in Europe could provoke a massive Russian nuclear counterstrike on Europe and on the U.S. homeland.

This leaves open the question: what happens next and what can be done to mitigate the risks?

The Trump administration is clearly seeking to deploy new, intermediate-range missiles in Europe, to counter Russia's nuclear-capable, but very likely conventionally-armed, 9M729 ground-launched cruise missiles that have been deployed so far.

Rather than spur Russia to deploy more 9M729s that put our allies at risk, a new and more serious NATO commitment to arms control is needed to protect Europe and the United States.

One option would be for NATO to declare as a bloc that no alliance members will field any INF Treaty-prohibited missiles or any equivalent new nuclear capabilities in Europe so long as Russia does not deploy treaty-prohibited systems where they could hit NATO territory.

This would require Russia to dismantle or move at least some currently deployed 9M929 missiles. As the United States and Russia dispute the range of that missile, they could simply agree to bar deployments west of the Ural Mountains, or beyond. The U.S. and Russian presidents could agree to this “no-first INF missile deployment plan” through an executive agreement that would be verified through national technical means of intelligence, monitoring mechanisms available through the Open Skies Treaty and Vienna Document, and as necessary, new on-site inspection arrangements.

Another possible approach would be to negotiate a new agreement, perhaps as part of a New START follow-on, that verifiably prohibits ground-launched, intermediate-range ballistic or cruise missiles armed with nuclear warheads. As a recent United Nations Institute for Disarmament Research study explains, the sophisticated verification procedures and technologies already in place under New START can be applied with almost no modification to verify the absence of nuclear warheads deployed on shorter-range missiles.

Such an approach would require additional declarations and inspections of any ground-launched INF Treaty-range systems. To be of lasting value, such a framework would require that Moscow and Washington agree to extend New START.

The Future of New START

The 2010 New Strategic Arms Reduction Treaty brought the deployed arsenals of the United States and Russian Federation to their lowest level since the 1960s. It built upon previously agreed systems of notification, verification and inspection. To date, the two sides have exchanged over 10,000 notifications of movement of delivery systems and have conducted dozens of on-site verification inspections on each other’s territory.

As a result, the United States has a significantly clearer picture of Russian strategic capabilities than it could attain by national intelligence means alone. There have been no credible allegations of Russian violations of the agreement and, despite some questionable Russian concerns about verifying the conversion of U.S. strategic nuclear systems to conventional roles, the United States also continues to fully implement the treaty.

In one of my last meetings before leaving the State Department in 2017, I suggested to Russian Deputy Foreign Minister Sergey Ryabkov that Russia should seek early in the new Administration to extend the treaty, before any big thinkers in either Washington or Moscow got the brilliant idea that extension could become a bargaining chip. Although he agreed with that concern, what we both feared has occurred: a myth has taken hold in this city that Russia ‘needs’ New START more than the United States needs it, and that it can be “leveraged” to gain something more from Moscow.

Taking all these factors into account, the most important step that the two sides could take would be to take advantage of the option, as described in Article XIV, to extend the Treaty by five years to 2026.

To do so, it is important that the two sides promptly begin consultations on key issues raised by each side. Russia has raised concerns about the verification of the permitted procedures to convert some U.S. nuclear weapons delivery systems to conventional roles. The United States has understandably suggested that new Russian strategic nuclear weapons systems, including the Status-6 nuclear-armed, long-range torpedo and the proposed nuclear-propelled, long-range cruise missile, should be accounted for under New START. If both sides are willing to engage in a professional dialogue relatively soon, using the mechanism contained in the treaty, the Bilateral Consultative Commission, these issues can be addressed in a mutually agreed manner either before or soon after a decision to extend New START is taken.

New START extension is the most significant step this President could take with Russia that would improve national security, lay the basis for progress in other areas of Russian misbehavior, and draw bipartisan (though not unanimous) support.

I want to welcome the initiative of Chairman Engel and ranking member McCaul, the “Richard G. Lugar and Ellen O. Tauscher Act to Maintain Limits on Russian Nuclear Forces” (H.R. 2529), which would express the Sense of Congress that the United States should seek to extend New START so long as Russia remains in compliance. The bill would also require an intelligence assessment of how the expiration of New START would affect the size and posture of Russian nuclear forces and the additional intelligence capabilities the United States would need to compensate for the loss of the treaty’s extensive transparency and on-site monitoring provisions.

We don’t need and cannot afford a new Cold War-style nuclear arms race. Nor do we need to give China a cynical excuse to expand its arsenal, as it will likely do if the United States and Russia discard New START without a replacement agreement and pursue expanded deployment of intermediate-range missiles in the wake of the INF Treaty collapse.

As an insurance policy against increased Russian and U.S. strategic warhead deployments in the absence of New START, Congress could prohibit the use of funds for the purpose of increasing U.S. strategic warhead and delivery vehicles above New START limits, so long as the U.S. intelligence community assesses that Russia remains under the New START limits.

During Senate consideration of the Treaty in 2010, the White House made a strong commitment to sustain the funding necessary to replace and modernize U.S. nuclear weapons delivery systems and for warhead life extensions. Since then, the cost estimates for those programs have grown significantly, and the Trump administration has added a number of new requests that would add new nuclear capabilities to the arsenal.

If this administration – whether through inaction or proactively – forces the end of New START, Congress should not supinely go along with the administration’s plan for spending on new nuclear weapons, which the Congressional Budget Office estimates to be $1.7 trillion over the next 30 years. Instead, Congress should seek more cost-effective program alternatives that can save hundreds of billions of taxpayer dollars while still allowing for the deployment of a nuclear force more than sufficient to deter any and all nuclear adversaries.

A Broader Arms Control Agreement?

The Administration has delayed any action on extension of New START and has proposed instead expanding New START to include China as a treaty party, and to set new limits on non-strategic (tactical) nuclear weapons, which are not covered by New START. When described this way, such an approach may seem to make sense. Involving other nuclear-armed states and all types of nuclear weapons in the disarmament process should be a medium-term goal of any Administration

However, given the antipathy expressed toward New START (and all other treaties) by President Trump’s National Security Advisor, John Bolton, it strikes me and many others as a poison pill, a pretext for withdrawing from or allowing New START to expire, rather than to sustain meaningful limits on Russia’s most dangerous nuclear weapons – their strategic arsenal – which is an essential foundation for any new, broader and more ambitious follow-on agreement.

There are several obstacles in the way of a more ambitious trilateral nuclear arms control deal with China and Russia:

  • First, China has very little incentive to participate. With a nuclear arsenal less than one-tenth the size of America and Russia, it argues that these two sides need to reduce before including China in their discussions. Nor has the United States defined what agreement it would want China to embrace: would it be to commit to the limitations New START imposed on Moscow and Washington? This would mean giving our blessing to a five-fold increase in China’s weapon stockpile, which is hardly in our interest. Or would we agree to reduce American and Russian deployments to the level of China (300+)? That would be a real contribution to reducing the risk of nuclear war, but it is not currently achievable, for both political and security reasons.

  • Second, Russia counts the French and British nuclear deterrents like the American arsenal, as belonging to a potential adversary. It has suggested that multilateral discussions should include not only Beijing, but also Paris and London. Further, Moscow is not ready at this time to discuss its non-strategic arsenal, particularly if the US is not prepared to discuss issues of greatest concern to Moscow, such as US plans for ballistic missile defense.

  • Third, the United States would not be ready to discuss reducing its own non-strategic nuclear stockpile before completing consultations with NATO partners, which would inevitably be complex and time-consuming.

  • Finally, even under ideal conditions, a bilateral negotiation on a single topic takes years. Even if Russia and China were willing to discuss the proposed American agenda, a trilateral discussion of multiple topics would inevitably take considerably longer, even if it were pursued by an Administration committed to the topic and with successful experience in negotiations. This is not such an Administration. Between Mr. Bolton’s long-standing opposition to New START, and the nearly complete absence of experienced officials in the State Department, it is utterly unrealistic to expect such an agreement could be achieved before the scheduled expiration of New START in 19 months.

Beyond New START: Strategic Stability

If New START is not extended, we will find ourselves in 2021 - for the first time in nearly 50 years - with no legal restraints on the American and Russian arsenals. This absence would be a foreboding political signal: if the two main nuclear powers cannot even agree on the urgency of reducing the nuclear threat hanging over them both, what chances will there be for reducing other areas of tension?

As our intelligence leaders have testified, our national technical means alone - even if upgraded at great expense - could not fully substitute for the insight into the Russian arsenal we gain from New START’s notification requirements. In the absence of confidence about the other side’s capabilities, both U.S. and Russian planners will have greater incentive to engage in worst-case scenario planning, driving a spiral of increased spending on destabilizing systems.

A deep strategic stability dialogue between Washington and Moscow is necessary today to reduce the risk of unintended escalation and will be even more essential tomorrow if New START is allowed to expire. Central to this effort is the intensification of U.S.-Russian military-to-military contacts. The “no-contact” policy dating back to Russia’s invasion of Ukraine in 2014 was meant to show Moscow there can be no business as usual, but it now works against American security interests, as it prevents the kind of information exchange and relationships that could help prevent an incident from becoming a conflict.

Beyond military channels, it is to be hoped that last week’s meeting between American and Russian diplomats will lead directly to a continuing, intensive strategic stability dialogue that will focus on enhanced understanding of each other’s doctrines and capabilities, less name-calling and more problem-solving.

REFERENCES

Description: 

Testimony from Thomas Countryman, board chairman for the Arms Control Association, before the House Foreign Affairs subcommittee on Europe, Eurasia, Energy, and the Environment.

Country Resources:

NATO Secretary-General Stoltenberg's INF Response Is Inadequate

Russian pursuit of the 9M729 intermediate-range missile, which is banned under the 1987 Intermediate-Range Nuclear Forces (INF) Treaty, is unacceptable and merits a strong response. But NATO Secretary-General Stoltenberg’s formula, as expressed in a new op-ed published in the German-language Frankfurter Allgemeine , is inadequate. In his July 14 essay, the Secretary-General embraces the Trump administration’s decision to terminate the treaty August 2 without a realistic plan to help resolve the long-running compliance dispute. This move, combined with the possibility of new U.S. ground-...

Assessing Progress on Nuclear Nonproliferation and Disarmament: 2016-2019 Report Card

This report is the fourth in a series that assesses the extent to which 11 key states are fulfilling, promoting, or undermining 10 standards identified as critical elements of the nonproliferation and disarmament regime during the period between 2016 and June 2019.

Collectively, states fared worse on the majority of criteria when compared with the prior edition, which covered the 2013–2016 period.

Download this report.

Arms Control and Proliferation Profile: Russia

August 2019

As of early 2019, Russia’s nuclear arsenal is estimated to comprise 6,490 warheads, including approximately 2,000 that have been retired and are awaiting dismantlement. As of the March 2019, New START data exchange, Russia had 1,461 strategic deployed warheads and 524 deployed ICBMs, SLBMs, and strategic bombers. U.S.-Russian nonproliferation cooperation has declined since 2013, though some bilateral efforts to secure nuclear material still continue. The number of Russian entities under U.S. nonproliferation sanctions has increased since 2014, which marks the start of a decline in U.S.-Russian relations. Beginning in June 2014, the State Department has alleged that Russia produced and tested a missile in violation of the 1987 INF Treaty, and Russia has responded with its own allegations of U.S. violations. Russia completed destruction of its chemical weapons, as obligated by the Chemical Weapons Convention in September 2017. It is party to the Biological Weapons Convention, but the United States maintained as recently as 2016 that it cannot be certain that Russia is complying with the treaty.

Contents

Major Multilateral Arms Control Agreements and Treaties

Export Control Regimes, Nonproliferation Initiatives, and Safeguards

Nuclear Weapons Programs, Policies, and Practices

  • The Nuclear Arsenal, an Overview
  • Delivery Systems
  • Ballistic Missile Defense Systems
  • Fissile Material
  • Proliferation Record
  • Nuclear Doctrine

Biological Weapons

Chemical Weapons

Other Arms Control and Nonproliferation Activities

  • The Intermediate-Range Nuclear Forces (INF) Treaty
  • New START
  • Nuclear Reduction Beyond New START
  • Conference on Disarmament (CD)
  • Nuclear Weapons Free Zones
  • Nuclear Security Summits
  • Joint Comprehensive Plan of Action (JCPOA)
  • Syrian Chemical Weapons

Major Multilateral Arms Control Agreements and Treaties

 

Signed

Ratified

Nuclear Nonproliferation Treaty

1968

1970

Comprehensive Test Ban Treaty

1996

2000

Convention on the Physical Protection of Nuclear Material (CPPNM)

1980

1983

CPPNM 2005 Amendment

---

2008

Chemical Weapons Convention

1993

1997

Biological Weapons Convention

1972

1975

International Convention for the Suppression of Acts of Nuclear Terrorism

2005

2007

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Export Control Regimes, Nonproliferation Initiatives, and Safeguards

Group

Status

Australia Group

Not a member, but Russia claims to adhere to the group’s rules and control list

Missile Technology Control Regime

Member

Nuclear Suppliers Group

Member

Wassenaar Arrangement

Member

International Atomic Energy Agency (IAEA) Additional Protocol

Signed in 2000, entered into force in 2007

Global Initiative to Combat Nuclear Terrorism

Co-founder with the United States

Hague Code of Conduct against Ballistic Missile Proliferation

Participant

Proliferation Security Initiative

Participant

UN Security Council Resolutions 1540 and 1673

Russia has filed reports on its activities to fulfill the resolutions and volunteered to provide assistance to other states

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Nuclear Weapons Programs, Policies, and Practices

The Nuclear Arsenal, an Overview

As of early 2019, the Federation of American Scientists estimated that Russia possesses a nuclear arsenal consisting of a total of 6,490 warheads, including approximately 1,070 strategic and 1,820 non-strategic warheads in storage, and approximately 2,000 warheads that have been retired and are awaiting dismantlement. Under New START, Russia can deploy no more than 1,550 treaty accountable warheads until February 2021 when the treaty expires. As of March 2019, Russia had 1,461 strategic deployed warheads and 524 deployed strategic delivery systems.

According to the Pentagon, Russia has an active stockpile of up to 2,000 tactical (non-strategic) nuclear warheads, a much larger number than the United States' 150 tactical nuclear weapons, which are deployed in Europe. The United States and Russia have a comparable number of strategic nuclear weapons.

Delivery Systems

Intercontinental Ballistic Missiles (ICBM)

  • As of 2019, Russia’s estimated 318 ICBMs, which carry approximately 1,165 warheads, include the:
    • RS-12M (three variants)
      • RS-12M (Topol [SS-25 Sickle])
      • RS-12M1 (Topol-M [SS-27 Mod 1]) (mobile)
      • RS-12M2 (Topol-M [SS-27 Mod 1]) (silo)
      • Each variant carries a single 800 kt warhead, 10,500-11,000 km range.
    • RS-24 Yars (SS-27 Mod 2)
      • Mobile and silo versions.
      • Each carries four 100kt MIRV warheads, 10,500 km range.
    • RS-18 (SS-19 Stiletto)
      • Each carries six 400 kt multiple independently targetable reentry vehicles (MIRVs), 10,000 km range.
    • RS-20V (SS-18 Satan) 
      • Each carries ten 500-800 kt MIRV warheads, 10,200-16,000 km range.
    • RS-26 Rubezh
      • Development in progress. A successful May 2012 test displayed an operational range of 5,800 km.
      • It is unknown whether the Rubezh will carry a single warhead or MIRVs.
      • Final development and deployment appeared to be postponed until 2027.
    • RS-28 (SS-30 Sarmat)
      • Also known as the “Son of Satan” or “Satan 2.”
      • Russia is currently developing the RS-28 to replace the RS-20V by the end of the decade, with deployment expected to occur in the early 2020s.
      • It is reportedly being developed by the Makeyev Rocket Design Bureau, also known as the State Rocket Center (SRC) Makayev.
      • The Sarmat is expected to be equipped with 10 MIRVs, though some sources list an exaggerated 15 MIRVs.
    • Barguzin (rail-based version of SS-27 Mod 2)
      • Russian defense officials have indicated that it is intended to revive and upstage the former Soviet nuclear trains and is in the early stages of design development.
      • Russia successfully completed an ejection test in November 2016 and expects to that nuclear trains will enter into service between 2018 and 2020 and that they will remain in service until 2040.  
      • Final development and deployment appeared to be postponed until 2027.
  • All of Russia’s ICBMs were developed and entered service from the 1980’s to the 1990’s with the exception of the RS-24 which entered service in 2010 and RS-26 and Rs-28 which are still under development.
  • While the number of Russian ICBMs is set to fall below 300 by the early 2020s, Russia is currently modernizing its land-based missiles and plans to increase the share of missiles equipped with multiple warheads.  

Submarines and Submarine-Launched Ballistic Missiles (SLBM)

Submarines:

  • Russia is capable of delivering up to 720 warheads through Delta IV submarines, Delta III submarines and the new Borey-class submarines (to replace aging Delta III and IV submarines).
    • Delta IV
      • Part of Russia’s Northern Fleet.
      • Armed with 16 RSM-54 Sineva (SS-N-23 Skiff) missiles. 
      • Reportedly upgraded to carry the new R-29RMU2 Layner missiles (a modified Sineva missile).
    • Delta III
      • Part of Russia’s Pacific Fleet.
      • Armed with 16 RSM-50 Volna (SS-N-18 Stingray) missiles.
    • Borey class and Borey-A class
      • Armed with 16 RSM-56 Bulava missiles.
      • Russia is developing five upgraded Borey-A class submarines to be delivered by the mid-2020s.

Submarine-Launched Ballistic Missiles (SLBM):

  • Russia’s submarine-launched ballistic missiles include the RSM-50, RSM-54, RSM-56, and reportedly the R-29RMU2 and include a total of 176 missile launchers on all SSBNs.
    • RSM-50 (SS-N-18 M1 Stingray)
      • Deployed in 1978.
      • Equipped with three 50kt MIRVs, 6,500-8,000 km range
    • RSM-54 (SS-N-23 M1 Sineva)
      • Deployed in 2007.
      • Equipped with four 100 kt MIRVs, 8,300 km range. 
    • RSM-56 (SS-N-32 Bulava)
      • Deployed in 2014.
      • Equipped with six 100 kt MIRVs, 8,000+ km range.
      • Since its inaugural test in 2004, the Bulava missile has a long record of failed launches, the most recent being in 2016.  
    • R-29RMU2
      • Several sources claim it entered service in 2014, some have speculated that the missile can be equipped with up to 10 warheads, however, other estimates put the number at 4 warheads.

Strategic Bombers

  • As of 2019, the Russian Air Force operates 68 long-range bombers which can carry a total of 786 warheads.
    • Tu-95 MS6
      • Capable of carrying nuclear Kh-55 (AS-15A) strategic cruise missiles. 
    • Tu-95 MS16
      • Capable of carrying nuclear Kh-55 (AS-15A) strategic cruise missiles.
    • Tu-160
      • Capable of carrying Kh-55 (AS-15B) cruise missiles or 12 Kh-15 (AS-16) short range attack missiles. 
  • All three aircraft are categorized as strategic heavy bombers and are limited by New START. 
  • All three bombers can be equipped with gravity bombs.
  • The Russian Air Force also operates a multipurpose medium-range supersonic bomber, the Tu-22M, which is considered a tactical nuclear delivery platform for various types of cruise missiles and is not limited by New START.
  • Russia has begun studying designs for a next-generation of strategic bombers meant to replace the entire fleet of Tu-95’s, Tu-160’s, and Tu-22M’s. The new bomber program is expected to develop a prototype by the early 2020’s.
New Strategic Systems
 
Russia is also working on the development of a range of new strategic-range weapons:
 
  • Avangard, a hypersonic boost-glide warhead, which can be carried by the Sarmat “super-heavy” ICBM
  • Kinzhal, a hypersonic ballistic missile which can perform evasive maneuvers
  • Peresvet, a high-energy laser weapon
  • Burevestnik, a nuclear-powered cruise missile “of unlimited range”
  • Poseidon, a nuclear-powered unmanned underwater vehicle “of unlimited range”

Ballistic Missile Defense Systems

Despite Moscow’s fierce criticisms of the U.S. missile defense program, Russia is expanding and upgrading its air and missile defense systems. Russia exports many of these systems abroad. The A-135 ballistic missile defense system has been operational around Moscow since 1995, after replacing the 1970s-era A-35 Galosh system. Russia operates several families of air defense systems, each consisting of multiple variants and upgrades. These include the S-300P, S-300V, and S-400 systems. The S-500 system is in development. More information can be found here
 

Fissile Material

Russia has publicly declared that it no longer produces fissile material (highly enriched uranium [HEU] and plutonium) for weapons purposes.

Highly Enriched Uranium (HEU)

  • The Kremlin announced a halt to HEU production for weapons in 1989 and the cessation of plutonium production for weapons in 1994.
  • At the end of 2016, Russia’s HEU stockpile was estimated at 679 metric tons, with a margin of error of 120 metric tons (making it, absent the margin of error, the largest HEU stockpile). Approximately 20 metric tons are designated for civilian use, the second largest stockpile of civilian HEU after the United States.
  • Russia concluded a joint program in 2013, the U.S.-Russia Highly Enriched Uranium Purchase Agreement, in which Moscow downblended 500 metric tons of its excess weapons grade HEU into a reactor fuel unsuitable for bombs that it then sold to the United States as light water reactor fuel.
  • A second U.S. funded program, the Material Conversion and Consolidation project (MCC), blended down 16.8 metric tons of HEU by the end of 2014.

Plutonium

  • In April 2010, Russia closed its last plutonium production facility, although it has not discounted a return to producing separated plutonium for fast-breeder reactors in the future.
  • In 2012, the last weapon-grade plutonium reprocessing plant Zheleznogorsk was shut down.
  • Its total plutonium stockpile is, as of the end of 2016, estimated at 185.2 metric tons, with an 8 metric ton margin of error.
    • The weapons-grade stockpile is estimated at 128 ± 8 metric tons.
    • 57.2 metric tons of separated reactor-grade plutonium are declared for civilian use.
  • Russia committed to disposing of 34 metric tons of excess plutonium, beginning in 2018, under a 2000 agreement with the United States entitled the Plutonium Management and Disposition Agreement (PMDA).
    • However, in October 2016, Russia, citing the U.S. failure to meet its obligations under the agreement, suspended its implementation of the deal and conditioned the resumption of implementation on the lifting of all U.S. sanctions against Russia and a restructuring of NATO’s forces. Russia contends that U.S. plans to abandon the conversion of plutonium into mixed-oxide (MOX) fuel in favor of a cheaper and faster downblending method does not meet the terms of the deal because this alternative method would not change the composition of the plutonium from weapons-grade to reactor-grade.  

Proliferation Record

  • The United States and independent analysts have long cited Russia as a key supplier of nuclear and missile-related goods and technology to a variety of countries, including states of proliferation concern such as Iran and Syria.
    • In response, the United States has often levied sanctions on Russian entities believed to be involved in such proliferation activities.
    • Beginning in the mid-2000s, the number and frequency of Russian entities placed under U.S. proliferation sanctions declined, possibly as a result of an increasing Russian commitment to controlling sensitive exports; however, that number has greatly increased since 2014.
  • Russia remains a source of illicit sensitive technology pertaining to missile proliferation.
  • The vast former Soviet biological, chemical, and nuclear weapons complexes, including their former scientists, have also been seen as a potential source of arms, materials, and knowledge for other regimes or non-state actors.
    • The United States and other countries have pursued programs dedicated to mitigating this potential threat by helping Russia and other former Soviet states secure or destroy facilities, materials, and weapon systems, and gainfully employ former scientists in non-arms related work.
    • However, there has been a significant decline in U.S.-Russian nonproliferation cooperation since 2013, despite continued cooperation in cleaning out weapon-grade material from third countries such as Poland in 2016.
  • After suspending the PMDA, Russia likewise suspended its participation in a 2013 cooperative agreement on nuclear and energy related research and terminated a third agreement from 2010 on exploring options for converting research reactors from weapons-usable fuel.

Nuclear Doctrine

Under Russia’s military doctrine, most recently updated in December 2014, Russia “reserves the right to use nuclear weapons in response to the use of nuclear and other types of weapons of mass destruction against it and (or) its allies, as well as in response to aggression against the Russian Federation that utilizes conventional weapons that threatens the very existence of the state.”

U.S. Defense Department officials have said that Russian doctrine includes a so-called “escalate to de-escalate” strategy, which envisions the limited first use of nuclear weapons to attempt to end a large-scale conventional conflict on terms favorable to Russia. However, some experts have called into question whether “escalate to de-escalate” is part of Russian doctrine. 

Testing

Russia (formerly the Soviet Union) has conducted 715 nuclear weapon tests. The first test occurred Aug. 29,1949 and the last test occurred Oct. 24, 1990. Russia was the second country to conduct a nuclear test, after the United States. 

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Biological Weapons

  • The Soviet Union maintained an extensive offensive germ weapons program, including research into plague, anthrax, smallpox, tularemia, glanders, and hemorrhagic fever.
  • The United States has repeatedly voiced concern over the status of Russia’s inherited Soviet germ warfare program. However, in 2011, Russia maintained that it is in compliance with the BWC.
  • Nonetheless, the State Department in April 2016 maintained that Russia’s annual BWC confidence-building measures submissions since 1992 have “not satisfactorily documented whether this program [the inherited Soviet offensive biological research and development program] was completely destroyed or diverted to peaceful purposes in accordance with Article II of the BWC.” 
  • The lack of transparency surrounding this program prevents the United States from reaching more concrete conclusions.

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Chemical Weapons

  • Upon entry into force of the Chemical Weapons Convention (CWC) on Dec. 5, 1997, Russia declared that it possessed approximately 40,000 metric tons of chemical agents, the largest amount in the world at the time. A dispute lingers over whether Russia has fully declared all of its chemical weapons-related facilities and past production.
  • On Sept. 27, 2017, the OPCW announced that Russia had completed the destruction of its full chemical weapons arsenal.
  • The State Department stated in 2016 that it “cannot certify that Russia has met its obligations under the Convention: for declaration of its CWPFs [chemical weapons production facilities]; its CW development facilities; or its CW stockpiles.”
  • The UK accused Russia of assassinating a former Russian spy, Sergei Skripal, and his daughter Yulia, in the UK using the chemical agent Novichok on March 4, 2018.

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Other Arms Control and Nonproliferation Activities

Intermediate-Range Nuclear Forces (INF) Treaty
The 1987 INF Treaty between the United States and the Soviet Union requires the United States and Russia to eliminate and permanently forswear all of their nuclear and conventional ground-launched ballistic and cruise missiles with ranges of 500 to 5,500 kilometers. The treaty resulted in the United States and the Soviet Union destroying a total of 2,692 short-, medium-, and intermediate-range missiles by the treaty’s implementation deadline of June 1, 1991.

However, in July 2014, the U.S. State Department officially assessed Russia to be in violation of the agreement citing Russian production and testing of an illegal ground-launched cruise missile. The State Department reiterated this conclusion in 2015, 2016, 2017, and 2018. In February 2019, the United States announced its intention to suspend its obligations and withdraw from the treaty in six months if Russia did not return to compliance. At that time, Russia raised concerns about U.S. compliance and announced its intention to suspend its obligations under the treaty, as well. On Aug. 2, the United States formally withdrew from the INF Treaty.

For more information on the INF Treaty, visit the "INF Treaty at a Glance" fact sheet.

New START
In April 2010, the United States and Russia signed a successor to the original START accord. The new treaty, known as the New Strategic Arms Reduction Treaty (New START), entered into force on Feb. 5, 2011 and requires that both sides reduce their arsenals to 1,550 deployed strategic nuclear weapons on no more than 700 ICMBs, SLBMs, and bombers by 2018. Both sides met the limits by the Feb. 5, 2018 deadline, and the limits will hold until the treaty's expiration in February 2021. In addition, the treaty contains rigorous monitoring and verification provisions to ensure compliance with the agreement.

Russia has repeatedly expressed interest in extending the treaty by five years as allowed by the agreements provisions, but has raised concerns about U.S. procedures to remove submarine-launched ballistic missile launchers and some B-52 bombers from treaty accountability. Russian President Vladimir Putin told reporters June 6, 2019, that while Russia has said “a hundred times” that it is ready to extend New START, they are willing to let the treaty lapse if the Trump administration is uninterested in extending the agreement.
 

Nuclear Reduction Beyond New START
In February 2013, President Obama announced that the United States intended to engage with Russia to further reduce deployed strategic warheads by one-third below the New START limit to around 1,100 to 1,000 deployed warheads. However, there has been little progress toward achieving such reductions due to the deterioration of U.S.-Russia relations in the aftermath of Russia’s annexation of Crimea and Russia’s insistence that other issues, such as limits on U.S. missile defenses, be part of negotiations on further reductions.

Conference on Disarmament (CD)
Russia, along with China, has attached significant priority in the CD to negotiating an agreement on the prevention of an arms race in outer space (PAROS). However, the United States and other countries have opposed this initiative. In keeping with its official stance in support of a ban on the production of fissile material for weapons purposes, Russia submitted a draft program of work to the CD in March 2016 calling for the establishment of a working group to recommend “effective measures to ban the production of fissile material for nuclear weapons and other nuclear explosive devices.” In 2016, Russia also proposed that the CD should negotiate a new convention, the International Convention for the Suppression of Acts of Chemical Terrorism, in order to fill several gaps it claims exist in the CWC.

Nuclear Weapons Free Zones
The Russian government has signed and ratified protocols stating its intent to respect and not threaten the use of nuclear weapons against states-parties to the Latin America and South Pacific nuclear-weapon-free zone treaties. In 2011 Russia signed and ratified Protocol I and II for the African zone. In 2014, it ratified the protocols for the Central Asian zone but has yet to ratify the protocols for the Southeast Asian zone.

Nuclear Security Summits
Russian participation in Nuclear Security Summits includes the 2010 Nuclear Security Summit (NSS) in Washington, DC, the 2012 NSS in Seoul, and the 2014 NSS in The Hague. Russia did not participate in the most recent NSS, held in Washington, DC in 2016. The Russian boycott of the 2016 NSS came amid continued souring of U.S.-Russian relations. At the time, Moscow declared, “We do not see added value coming out of these meetings.”

Joint Comprehensive Plan of Action (JCPOA)
As a permanent member of the United Nations Security Council, Russia took part in the negotiation of the July 2015 JCPOA, which limits and rolls back Iran’s nuclear program. Russian Foreign Minister Sergey Lavrov said that the accord "will favorably affect the general situation in the Middle East, North Africa and the Gulf." Russia backed the JCPOA on the grounds of supporting nonproliferation. Furthermore, Russia stands to accrue significant economic gains in Iran with the lifting of nuclear sanctions. For example, in 2016, Russia concluded the delivery of an S-300 air defense missile system worth $800 million to Iran in a deal that had been suspended since 2010. Russia has continued to support the JCPOA following the Trump administration's violation and withdrawal from the deal in May 2018.

Syrian Chemical Weapons
In September 2013, in the aftermath of the large-scale use of chemical weapons by the Syrian government, Russia reached an agreement with the United States to account, inspect, control, and eliminate Syria’s chemical weapons. By July 2014, Syria’s declared chemical weapons stockpile had been successfully removed from the country and flagged for destruction following a broad multilateral operation. However, concerns have been raised about the accuracy of Syria’s declaration.

In September 2014, the Organisation for the Prohibition of Chemical Weapons (OPCW) confirmed that chlorine gas was being used in Syria. The UN Security Council adopted a resolution on Mar. 6, 2015 condemning the use of chlorine gas in Syria. Russia has officially supported the UN resolution but maintained that only the OPCW can determine violations of the CWC and that it did not accept the use of sanctions under Chapter VII of the charter against Syria without confirming the use of chemical weapons. In August 2016, the third report of the OPCW-UN Joint Investigative Mechanism was released, finding that the Syrian government was responsible for chemical weapons attacks.  

In April 2017, another chemical weapon attack was carried out in the Syrian town of Khan Shaykhun where Syrian government warplanes were accused of spreading a nerve agent via bombs, killing dozens. Russia stood by the Assad regime, claiming that the airstrike had hit an opposition depot housing chemical weapons. In November 2017, Russia blocked investigations into identifying who has used chemical weapons in Syria from continuing.

(For a detailed timeline on Syrian chemical weapons, see our fact sheet here.)

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Bolton’s Attempt to Sabotage New START


July/August 2019
By Daryl G. Kimball, Executive Director

Last year, President Donald Trump told reporters that he wanted to work with Russian President Vladimir Putin “to discuss the arms race, which is getting out of control.”

Unfortunately, Trump’s national security adviser, John Bolton, stiff-armed a proposal supported by the Defense and State departments to engage in strategic stability talks with Moscow. Bolton also persuaded Trump, without a viable plan B, to terminate the 1987 Intermediate-Range Nuclear Forces Treaty in response to alleged Russian violations of the treaty.

Russian President Vladimir Putin meets with John Bolton, National Security Adviser to the U.S. President, at the Kremlin in Moscow on October 23, 2018. (Photo: Maxim Shipenkov/AFP/Getty Images)Worse yet, Trump’s national security team has dithered for more than a year on beginning talks with Russia to extend the 2010 New Strategic Arms Reduction Treaty (New START) before it expires in February 2021. It is now apparent that Bolton is trying to steer Trump to discard New START.

In an interview published June 18, he spoke of a New START extension, saying, “[T]here's no decision, but I think it's unlikely.”

Without New START, there would be no legally binding, verifiable limits on the U.S. or Russian nuclear arsenals for the first time in nearly half a century. Today, the treaty caps the number of deployed warheads at 1,550 for each side; if that ceiling expires, Russia and the United States could upload hundreds of additional nuclear warheads to their long-range delivery systems.

Bolton argued that a key flaw of New START is that it has no provisions or limitations on tactical, or nonstrategic, nuclear weapons. “So simply extending it,” he said, “extends the basic flaw."

New START was designed to focus on the long-range nuclear weapons that pose the greatest threat to the United States and Russia. Talks on eliminating both countries' short-range tactical nuclear weapons are overdue, but would not be easy. If U.S. negotiators seek limits on Russia’s estimated 2,000 tactical nuclear weapons that are kept in central storage, Russia is sure to press the United States to remove the 180 tactical nuclear bombs it now deploys in five European NATO countries. Also, Russia will likely seek to limit French and UK nuclear arsenals.

Bolton further suggested that new strategic weapons being developed by China and Russia, including hypersonic glide vehicles, and other new delivery vehicles “are simply not effectively covered by New START.”

In fact, if Russia deploys its Avangard hypersonic weapon, which is launched by an intercontinental ballistic missile (ICBM), the weapon would be covered by New START, according to the State Department. Also, Washington could insist that any new Russian strategic nuclear delivery system, whether a long-range torpedo or missile, also be subject to New START limits.

Bolton also argued that Trump wants to bring China into trilateral negotiations with Russia on a new agreement to limit nuclear weapons not covered by New START.

Pursuing talks with other nuclear-armed states and trying to limit all types of nuclear weapons is an admirable objective, but such a negotiation would be complex and time-consuming. It would be malpractice to discard New START in the hopes of negotiating a more comprehensive, ambitious nuclear arms control agreement with Russia and China and getting it ratified and into force.

There is no realistic chance a new agreement along these lines could be finalized before New START expires. The first step should be a five-year extension of New START, which would provide a foundation for a more ambitious successor agreement.

Bolton’s malign influence on U.S. arms control and international security objectives requires that Congress make it clear that the evisceration of common-sense arms control is unacceptable.

A bill introduced by a bipartisan coalition led by House Foreign Affairs Committee Chairman Eliot Engel (D-N.Y.) and Rep. Mike McCaul (R-Texas), the committee’s ranking member, calls for extending New START as long as Russia remains in compliance, or until a new treaty that“provides equal or greater constraints” enters into force. It would also require intelligence assessments of how New START’s expiration would affect the size and posture of Russian nuclear forces and of the additional intelligence capabilities that would be needed to compensate for losing the treaty’s extensive transparency and on-site monitoring provisions.

Meanwhile, Sens. Edward Markey (D-Mass.) and Elizabeth Warren (D-Mass.) have launched a bill to prohibit any funding for nuclear weapons that would violate New START limits as long as Russia continues to stay below treaty ceilings. Such an approach would guard against a breakout by either side and help to maintain strategic stability.

If Trump continues to listen to Bolton’s advice and allows New START to expire, he will likely become the first president since John Kennedy to fail to conclude at least one agreement with Russia to reduce nuclear dangers, and he will have opened the door to a new and dangerous nuclear arms race.

Last year, President Donald Trump told reporters that he wanted to work with Russian President Vladimir Putin “to discuss the arms race, which is getting out of control.”

Bolton Declares New START Extension ‘Unlikely’


July/August 2019
By Shervin Taheran and Daryl G. Kimball

Prospects for extending the 2010 New Strategic Arms Reduction Treaty (New START) dimmed in late June as U.S. National Security Advisor John Bolton criticized the pact that is due to expire in February 2021.

U.S. National Security Advisor John Bolton speaks outside on the White House on April 30. In a June interview, Bolton said “it’s unlikely” that New START will be extended. (Photo: Brendan Smialowski/AFP/Getty Images)“There’s no decision, but I think it’s unlikely,” he told the Washington Free Beacon in an interview published June 18. His comments came less than a week after top U.S. and Russian arms control diplomats met in Prague to discuss the resumption of talks on strategic stability and the future of New START.

In his interview, Bolton said most Republican senators who voted to approve New START in 2010 actually opposed the treaty, primarily because the pact has no provisions or limitations on tactical or non-strategic nuclear weapons. “That flaw remains today,” he said, “so simply extending it, extends the basic flaw.”

The treaty was negotiated to last 10 years after its entry into force, but it can be extended by up to five years by mutual agreement of the U.S. and Russian presidents.

Russian President Vladimir Putin told reporters on June 6 that Russia is prepared to let New START lapse if the Trump administration is not interested in extending the agreement. Russia has “already said a hundred times that we are ready to do so, but no one is willing to talk about it with us,” he said. Putin and President Donald Trump are expected to briefly meet at a late-June Group of 20 summit in Japan.

U.S. and Russia Reach ‘Starting Point’ for Dialogue

A June 12 meeting in Prague between Andrea Thompson, U.S. undersecretary of state for arms control and international security, and Russian Deputy Foreign Minister Sergey Ryabkov was their fourth meeting this year, but the first where “strategic security issues on which the United States would like to engage in a more constructive dialogue with Russia” were discussed, according to the State Department.

Senior U.S. and Russian officials last met for a dialogue on strategic stability in Helsinki in September 2017, but a subsequent conversation scheduled to take place in early 2018 was canceled. (See ACT, October 2017.) The previous meetings between Ryabkov and Thompson this year were largely focused on the narrower issue of the 1987 Intermediate-Range Nuclear Forces Treaty.

The recent discussion followed a May meeting between U.S. Secretary of State Mike Pompeo with Russian Foreign Minister Sergey Lavrov and Putin in Sochi. Pompeo told reporters after the meeting that the two nations would soon “gather together teams” to discuss New START and its potential extension, as well as “a broader range of arms control issues.” (See ACT, June 2019.)

After his latest meeting with Thompson, Ryabkov told Russian journalists that it was a “starting point” for further conversations and negotiations and that both sides recognized the importance of continued dialogue. Prior to the meeting, Ryabkov said on June 7 that Russia intended to discuss New START, prospects for next year’s nuclear Nonproliferation Treaty (NPT) review conference, U.S. allegations about Russian compliance with the Comprehensive Test Ban Treaty, and the prospect of space-based weapons and U.S. missile defense systems.

The two diplomats also discussed the Trump administration’s recently stated desire for a more comprehensive nuclear arms control agreement that would include China, according to Ryabkov’s June 12 statement to reporters. (See ACT, June 2019.) He added that although a multilateral process was a good idea, it must involve all five nuclear-weapon states recognized under the NPT, including France and the United Kingdom.

Meanwhile, Russia had sent several proposals to the United States over the past year on strategic stability and arms control, according to Lavrov. Russia “expects specific responses” to proposals that “cover the entire range of issues of strategic stability,” as well as “control over nuclear and other strategic offensive and defensive weapons,” he said, adding that one of the proposals “of fundamental importance” is for both countries to reaffirm “at the top level” that “a nuclear war cannot be won, and therefore it is unacceptable.”

Congress Urges New START Extension

Eight Senate and House Democratic committee leaders sent a June 4 letterto Trump encouraging him to extend
New START.

Forgoing “the benefits of New START by failing to extend the agreement would be a serious mistake for strategic stability and U.S. security,” they wrote.

The letter praised the administration’s “effort aimed at bringing both China and Russia into new arms control talks,” but stressed that, in light of “the challenges inherent to reaching new agreements with Russia and China, we strongly believe the limitations and verification measures of New START must remain in place while any such negotiation occurs.”

The letter was signed by the Democratic leaders of the House and Senate foreign affairs committees, Rep. Eliot Engel (D-N.Y.) and Sen. Bob Menendez (D-N.J.); the House and Senate armed services committees, Rep. Adam Smith (D-Wash.) and Sen. Jack Reed (D-R.I.); the House and Senate intelligence committees, Rep. Adam Schiff (D-Calif.) and Sen. Mark Warner (D-Va.); and the House Appropriations defense subcommittee and Senate Appropriations defense subcommittee, Rep. Pete Visclosky (D-Ind.) and Sen. Richard Durbin (D-Ill.).

Engel and the ranking Republican on the House Committee on Foreign Affairs, Rep. Michael McCaul (R-Texas), also continue to pursue House approval of their bill which expresses the sense of congress that the United States should seek to extend the New START so long as Russia remains in compliance. Their bill would also require several briefings and reports, including an intelligence assessment of how the expiration of New START would affect the size and posture of Russian nuclear forces and the additional intelligence capabilities the United States would need to compensate for the loss of the treaty’s extensive transparency and on-site monitoring provisions.

Eleventh Hour for the INF Treaty

The United States and Russia have continued to set the stage for the demise of the Intermediate-Range Nuclear Forces (INF) Treaty, slated to expire Aug. 2 after the U.S. announcement of its withdrawal plans in early February.

The Defense Department has requested nearly $100 billion in fiscal year 2020 to develop three new missile systems that would exceed the range limits of the treaty, but the Democratic-led House of Representatives has expressed concern about the rationale for the missiles.
The House versions of the fiscal year 2020 National Defense Authorization Act and defense appropriations bill zeroed out the Pentagon’s funding request for the missiles. On June 18, House Democrats defeated an attempt by Republicans on the floor of the House to restore the funding by a vote of 225–203.

On June 18, Russian Deputy Foreign Minister Sergey Ryabkov reiterated Russia’s position that it will not deploy INF Treaty-range missiles until the United States does. The United States alleges that Russia has already deployed the treaty-noncompliant 9M729 missile, also known as the SSC-8. (See ACT, March 2019.) Ryabkov made his comments as the Russian State Duma supported legislation submitted by Russian President Vladimir Putin to suspend Russia’s participation in the INF Treaty. The upper parliamentary body, the Federation Council, is expected to approve the legislation soon.

NATO defense ministers met in Brussels on June 26 to discuss defense and deterrence measures “to ensure the security of the alliance” if Russia fails to resolve U.S. allegations of treaty noncompliance. In remarks to reporters June 25, NATO Secretary General Jens Stoltenberg said, “Russia has until 2 August to verifiably destroy its SSC-8 missiles, which violate the treaty. But unfortunately, we have seen no indication that Russia intends to do so.”

Stoltenberg said the ministers “will decide on NATO’s next steps, in the event Russia does not comply. Our response will be defensive, measured and coordinated. We will not mirror what Russia does. We do not intend to deploy new land-based nuclear missiles in Europe. We do not want a new arms race. But as Russia is deploying new missiles, we must ensure that our deterrence and defense remains credible and effective.”—SHERVIN TAHERAN

U.S.-Russian nuclear arms control prospects are fading despite new talks between senior diplomats.

Officials Urge Disarmament ‘Stepping Stones’


July/August 2019
By Shervin Taheran

Warning of a possible resumed nuclear arms race, senior officials from 16 nations urged nuclear-armed nations last month to advance their disarmament efforts as required by the nuclear Nonproliferation Treaty (NPT). The June 11 meeting of foreign ministers and other high-level officials was hosted by Sweden as part of an initiative announced by Swedish Foreign Minister Margot Wallström at the NPT preparatory committee meeting in May. (See ACT, June 2019.)

German Foreign Minister Heiko Maas (left) and Swedish Foreign Minister Margot Wallström speak at a June 11 meeting in Stockholm on nuclear disarmament.  (Photo: Claudio Bresciani/AFP/Getty Images)“The gradual downward trend of the global nuclear arsenal from its peak in 1986, should not be reversed,” the officials proclaimed in a joint declaration. “A potential nuclear arms race—which would serve no one’s interest—must be avoided.”

The participants represented non-nuclear, nonaligned countries, including Argentina, Ethiopia, Finland, Indonesia, Jordan, Kazakhstan, New Zealand, Sweden, and Switzerland, and nations that receive the cover of the U.S. nuclear umbrella, including Canada, Germany, Japan, the Netherlands, Norway, South Korea, and Spain.

Their statement emphasized the importance of reaffirming the role of the NPT as “the cornerstone of the global disarmament and nonproliferation regime” and stressed the necessity of increased progress on the disarmament pillar of the treaty.

Toward that end, the ministers declared that they will seek an outcome at the 2020 NPT Review Conference that will identify “stepping stones” for the implementation of the NPT disarmament obligations, which commit the treaty’s five nuclear-weapon states to “pursue negotiations in good faith” to end the nuclear arms race and to achieve nuclear disarmament.

The officials highlighted concrete measures that could be taken to advance disarmament, as previously presented in a Swedish working paper, including more transparent declaratory policies, measures to reduce the role of nuclear weapons in doctrines, strengthening negative security assurance, working on nuclear disarmament verification, and addressing the production of fissile material.

Sweden first submitted the working paper to the NPT preparatory committee meeting in April. The United States also has pursued an initiative ahead of the review conference, titled “Creating an Environment for Nuclear Disarmament”.

Citing the need to identify common ground on disarmament, Wallström told the May NPT meeting that “the NPT community cannot come empty-handed next year” for the review conference. The process laid out in the working paper could help to build trust and confidence and “unlock current diplomatic blockages,” she said.

Sixteen nations gather in Stockholm to discuss nuclear disarmament in advance of the 2020 NPT Review Conference.

U.S. to Host Disarmament Working Group


July/August 2019
By Daryl G. Kimball

Diplomats from nearly three dozen nations, including China and Russia, will gather in Washington on July 2–3 for the first plenary gathering of a new working group to discuss a U.S. initiative, “Creating an Environment for Nuclear Disarmament” (CEND). The group will meet less than one year before the 2020 nuclear Nonproliferation Treaty (NPT) Review Conference, where the United States and other nuclear-weapon states are expected to hear criticism about the pace of nuclear disarmament.

Assistant Secretary of State Christopher Ford (left), shown here at his 2018 swearing-in ceremony with Secretary of State Mike Pompeo, has led the U.S. initiative “Creating an Environment for Nuclear Disarmament.” (Photo: Michael Gross/State Department)“The goal of the kick-off plenary is to identify a list of issues or questions relating to the international security environment affecting disarmament prospects and establish subgroups to examine and address some of these factors,” said a U.S. diplomatic note sent to government attendees ahead of the meeting.

U.S. officials floated the concept for the first time in a working paper circulated at the 2018 NPT Preparatory Committee meeting. It was originally billed as an effort to engage in a dialogue on the “discrete tasks” necessary “to create the conditions conducive to further nuclear disarmament.”

Since then, the concept has been refined somewhat and discussed at various forums. Christopher Ford, U.S. assistant secretary of state for international security and nonproliferation, promoted the idea at a conference outside London in December 2018, and the Netherlands hosted an academic colloquium on the idea April 15.

“The CEND initiative is intended to examine and address challenges to the global security environment,” said Robert Wood, U.S. ambassador to the Conference on Disarmament, in a May 2 statement at the 2019 NPT Preparatory Committee meeting, adding that the United States seeks to engage “politically and geographically diverse participants” in the dialogue.

The new approach, Wood added, was needed because the “traditional, numerically focused ‘step-by-step’ approach to arms control has gone as far as it can under today’s conditions.”

A U.S. working paper circulated in May suggested the discussion should focus on three areas: “measures to modify the security environment to reduce incentives for states to retain, acquire, or increase their holdings of nuclear weapons; institutions and processes…states can put in place to bolster nonproliferation efforts and build confidence in nuclear disarmament; and interim measures to reduce the likelihood of war among nuclear-armed states.”

The CEND initiative has generated varied responses. Close U.S. allies, including Japan and the United Kingdom, have expressed support for the dialogue. Several non-nuclear-weapon states have voiced skepticism, and privately, many have also expressed concern that the initiative is part of an effort to try to walk back earlier nuclear-weapon state commitments on disarmament.

Ireland, for example, said in a May 2 statement delivered at the NPT preparatory committee meeting that,

despite the grave existential threat posed by nuclear weapons, some states have argued that the present environment is not conducive to disarmament, and that pursuing the elimination of nuclear weapons is not realistic at this time. Ireland fully aligns with the [UN] Secretary-General’s view that disarmament is more essential in a deteriorated security environment. We equally believe that it is unrealistic to wait for, or expect, a perfect security environment to emerge; no such utopia exists, and if such conditions were necessary for progress, we would never be able to agree or achieve anything, including the treaty currently under consideration.

Several states which have accepted the invitation to participate in the July 2–3 working group meeting are expected to raise questions about how the uncertain status of U.S. support for existing nuclear arms control treaties, as well as the U.S. withdrawal from key multilateral undertakings, such as the 2015 Iran nuclear deal, may affect the environment for nuclear disarmament.

All five NPT nuclear-weapon states have agreed to attend the July 2–3 meeting, according to diplomatic sources who spoke with Arms Control Today. How Russia may try to shape the CEND dialogue is not yet clear, but Russian Foreign Ministry officials have been pressing the State Department and the White House to engage with them on a range of nuclear arms control and disarmament issues, including a structured dialogue on strategic stability and talks to facilitate an extension of the 2010 New Strategic Arms Reduction Treaty, which is due to expire in 2021.

Whether or when a second working group meeting will be scheduled is not clear, but U.S. officials said they “expect the activities of the [working group] to continue through this NPT review cycle and beyond, contributing to deliberations at the 2020 review conference.”

The United States moves forward with its “Creating an Environment for Nuclear Disarmament” initiative.

Pentagon Warns of Chinese Nuclear Strength


July/August 2019
By Alicia Sanders-Zakre and Kelsey Davenport

China may have tested its new submarine-launched ballistic missile (SLBM) in June, but Beijing has not confirmed the launch. Chinese media first reported that a JL-3 missile was tested in the Yellow Sea’s Bohai Bay on June 2. The JL-3 is an SLBM with an estimated range of more than 9,000 kilometers that is designed for China’s next-generation submarine, which is not under construction. The first test of the JL-3 took place in Bohai Bay in November 2018.

A Chinese Jin-class nuclear submarine participates in a naval parade on April 23. (Photo: Mark Schiefelbein/AFP/Getty Images)The People’s Liberation Army tweeted a photo of the June 2 test, but did not name the missile. The South China Morning Post quoted two military sources saying that the missile test was designed to check an improved guidance system on a deployed land-based ballistic missile and that Bohai Bay was closed for an unrelated military exercise.

When deployed, the JL-3 will extend the range of China’s sea-based nuclear weapons. Beijing currently uses the JL-2, which has a range of about 8,000 kilometers.

According to an annual U.S. Defense Department report released in May, China has invested significantly in its sea-based nuclear forces in recent years.

China completed construction of two more JIN-class ballistic missile submarines, up from four last year, the report says, noting that four of the six submarines are operational.

A fleet of survivable nuclear submarines could reduce China’s incentive to expand its nuclear arsenal, but it also could lead China to increase the alert level of its nuclear forces, Tong Zhao, a fellow at the Carnegie Endowment for International Peace, wrote in an October 2018 report.

This year’s Pentagon report also finds that China has deployed more intermediate-range ballistic missiles
while developing new capabilities, such as air-launched ballistic missiles.

Titled “Annual Report to Congress on Military and Security Developments Involving the People’s Republic of China,” the Pentagon’s analysis found that China possesses 80 to 160 intermediate-range ballistic missiles, a jump from the 2018 estimate of 16 to 30 missiles, including nuclear-capable DF-26 missiles with a 4,000-kilometer range that were first fielded in 2016.

China’s DF-41 intercontinental ballistic missile (ICBM) remains under development, according to the report, which reaffirmed its 2018 assessment that China is exploring road-mobile, rail-mobile and silo-based launch options for the missile. It is expected to carry multiple warheads.

The 2019 report indicates that China has now fielded the DF-31AG, an improved variant of the DF-31A ICBM.

The report asserts with more certainty that China’s H-6K bomber could have a nuclear mission, claiming that “since at least 2016, Chinese media have been referring to the H-6K as a dual nuclear-conventional bomber.”

As it did last year, the report finds that China is still developing two new air-launched ballistic missiles, one of which may include a nuclear payload. Once China is able to deploy these missiles, it would possess a viable nuclear triad—the ability to launch nuclear weapons from the land, air, and sea.

China tests new ballistic missiles, part of a growing arsenal, according to a U.S. assessment.

Trump Arms Control Plans Draw Criticism


June 2019
By Kingston Reif and Shervin Taheran

Amid growing concern about the future of U.S.-Russian nuclear arms control efforts, the Trump administration is still evaluating a potential extension of the 2010 New Strategic Arms Reduction Treaty (New START) and appears to lack a clear plan to achieve a newly announced goal of negotiating more comprehensive agreements with Russia and China.

U.S. Secretary of State Mike Pompeo (left) greets Russian President Vladimir Putin in Sochi on May 14. The two agreed that the United States and Russia will hold meetings to discuss a broad range of arms control issues. (Photo: Alexander Nemenov/AFP/Getty Images)A decision on whether to extend New START is one that President Donald Trump “will make at some point next year,” said Tim Morrison, senior director for weapons of mass destruction and biodefense at the National Security Council, in May 29 remarks at the Hudson Institute in Washington.

Administration officials have repeatedly downplayed the risks of the treaty expiring in February 2021 with nothing to replace it. They also have provided few details on how they would persuade Russia to limit broader categories of weapons and China to participate in arms control talks for the first time.

U.S. Secretary of State Mike Pompeo told reporters following a May 14 meeting with Russian President Vladimir Putin and Foreign Minister Sergey Lavrov in Sochi, Russia, that the United States and Russia “agreed that…we will gather together teams that will begin to work not only on New START and its potential extension, but on a broader range of arms control issues that each of our two nations have.”

It remains unclear when such talks will begin, how frequently they will take place, who will lead the negotiating teams, what the Trump administration would be willing to offer for concessions from Russia and China, and whether New START would be extended in the absence of progress on a more comprehensive deal.

New START, which caps deployed U.S. and Russian strategic nuclear arsenals at 1,550 warheads and 700 missiles and bombers each, allows the two sides to extend the pact for up to five years until 2026 without requiring U.S. Senate approval.

U.S. officials, notably National Security Advisor John Bolton, have criticized New START because it limits deployed strategic nuclear weapons only. Before joining the Trump administration, Bolton was a frequent and vocal critic of New START, castigating the agreement as unilateral disarmament.

“What we need to focus on is the comprehensive nuclear threat,” Morrison said. “The higher priority is the totality of the Russian and Chinese [nuclear] programs, because we have so much time left on the clock for New START.”

New START Review Ongoing

Several issues would affect the administration’s treaty extension decision, said Andrea Thompson, undersecretary of state for arms control and international security, before the Senate Foreign Relations Committee on May 15. They include Russia’s development of new types of strategic weapons systems and modernization of its large stockpile of nonstrategic nuclear weapons, its “record of being a serial violator and selective implementer of the arms control obligations and commitments that it undertakes,” and “China’s lack of transparency regarding the scope and scale of its nuclear modernization program” and unwillingness to discuss nuclear weapons issues with the United States.

Thompson and David Trachtenberg, deputy undersecretary of defense for policy, largely refused to provide the administration’s views on what the implications would be for U.S. security without New START. Trachtenberg testified alongside Thompson at the May 15 hearing.

Asked by Sen. Robert Menendez (D-N.J.), the senior Democrat on the committee, whether Russia could target the United States with “hundreds or perhaps thousands of additional nuclear warheads” in the absence of the treaty, Thompson replied, “That is a great question for Russia.”

The testimony from Thompson and Trachtenberg on New START disturbed the Democratic committee members.

“Extending New START would be, in my mind, an easy decision,” said Menendez. “It's very difficult to understand why the administration would discard the robust constraints, transparency, and verification measures of New START with nothing to replace them.”

Chairman James Risch (R-Idaho) strongly criticized any treaty extension. “Under present circumstances with [Russia’s] cheating and other things that they do, I'm opposed to extension,” he said.

Russia has repeatedly expressed interest in an extension, but it has raised concerns about U.S. procedures to remove submarine-launched ballistic missile launchers and some B-52 bombers from treaty accountability. (See ACT, March 2019.)

“The extension of the New START is not a simple technicality that could be resolved in a couple of weeks,” Anatoly Antonov, Russian ambassador to the United States, said on May 6 at the University of Pennsylvania. “Serious issues must first be settled.”

These concerns have not been well received by the White House. “We shouldn’t presuppose that the Russians are interested in extending the treaty,” Morrison said. “If they were, they wouldn’t be creating false narratives about U.S. compliance with the treaty.”

Broader Talks Scrutinized

The Trump administration’s desire to negotiate new arms control agreements with Russia and China has drawn criticism.

Russia has expressed a willingness to begin a dialogue with the United States on arms control and strategic stability, but it has its own list of concerns about U.S. policies and weapons systems, including missile defense systems, cyberweapons, weapons development in space, and advanced conventional arms.

The Trump administration has shown no indication that it would be willing to limit these weapons in an agreement with Russia or China. Even if it were willing to do so, it is highly unlikely an agreement could be reached before New START expires in less than two years.

Trump told reporters on May 3 that he had already spoken to China about a trilateral nuclear arms control deal and that “they very much would like to be a part of that deal.”

A Chinese Foreign Ministry spokesperson said on May 6, however, that China “will not take part in any trilateral negotiations on a nuclear disarmament agreement.”

China is estimated to possess about 300 nuclear warheads, according to the Federation of American Scientists. In contrast, the United States and Russia are believed to possess more than 6,000 warheads each. China has never been a party to any agreement that limits the number or types of its nuclear weaponry.

In a May 6 interview in Finland, Pompeo acknowledged that a trilateral deal involving China and that covers all types of U.S. and Russian nuclear weapons might be “too ambitious.” He noted that there are “just a couple years left before New START expires” and that it may be necessary to address the expiration of the treaty “on a bilateral basis.”

Asked at the May 15 hearing why he believed that China would want to engage in disarmament talks with the United States and Russia given Beijing’s much smaller nuclear arsenal, Trachtenberg replied that he could not “get into the mind of the Chinese leadership.” He said that “China should accept the responsibilities of a major power in the world today” by “engaging with respect to its nuclear arsenal.”

Menendez welcomed the administration’s interest in expanding the scope of arms control, but warned that “the limitations and verification measures of New START must remain in place while any such negotiation occurs.”

New START Bills Proposed

Democrats and one notable Republican have proposed several pieces of legislation in support of extending New START.

On May 9, Rep. Eliot Engel (D-N.Y.), the chairman of the House Foreign Affairs Committee, and Rep. Michael McCaul (R-Texas), the committee’s top Republican, introduced a bill titled “Richard G. Lugar and Ellen O. Tauscher Act to Maintain Limits on Russian Nuclear Forces.” The bill expresses the sense of Congress that New START should be extended by five years unless Russia is determined to be in material breach of the agreement or the treaty is replaced by a pact that contains equal or greater verifiable constraints on Russian nuclear forces.

The legislation also would require several briefings and reports, including an intelligence assessment of how the expiration of New START would affect the size and posture of Russian nuclear forces and the additional intelligence capabilities the United States would need to compensate for the loss of the treaty’s extensive transparency and on-site monitoring provisions.

The bill mirrors a similar piece of legislation introduced in March by Menendez and Sens. Jack Reed (D-R.I.) and Mark Warner (D-Va.) titled “New START Policy 5 Act of 2019.”

In addition, Sen. Ed Markey (D-Mass.) introduced a bill on May 2 called “Save Arms Control and Verification Efforts (SAVE) Act” that calls for extending New START and would specifically prohibit any funding to increase the U.S. deployed strategic nuclear arsenal above the treaty limits through Feb. 5, 2026, if the president does not extend or attempts to withdraw from the treaty.

Opponents of New START have also introduced legislation on the treaty. Sens. Tom Cotton (R-Ark.) and John Cornyn (R-Texas) introduced a bill on May 13 that would prohibit the use of funding to implement an extension of New START or any successor agreement unless the agreement includes China and covers Russia's entire inventory of strategic and nonstrategic nuclear weapons. Rep. Liz Cheney (R-Wyo.) introduced companion legislation in the House.

The Trump administration has expressed interest in new strategic arms control talks, but specific suggestions remain unknown.

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